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Other history files in our archive:
Constitutional Commentary, October, 1999.
Saul Cornell*
© 1999, Constitutional Commentary, used with permission.
*Associate Professor of History, Ohio State
University. I would like to thank Steve Conrad, David
Konig, Suzanna Sherry, and Eugene Volokh for reading
earlier drafts of this essay.
Tucker and Joseph Story, in order to support their
claim that a broad consensus existed in
post-Revolutionary America on the meaning of the right
to bear arms.
4
with the assumption of a broad consensus, historical
scholarship has increasingly embraced a pluralist
model of early American political and constitutional
thought.
8
framers shared our world view: "The 1787 Constitution
and the first twelve amendments," Powell noted, "were
written and ratified by people whose intellectual
universe was distant from ours in deeply significant
ways."
12
The second error, also identified by Powell and
committed by the Standard Modelers, is to forget that
"[cjonsensus or even broad agreement among the
founders is a historical assertion to be justified,
not assumed."
13
When Standard Modelers claim that they have produced
voluminous evidence to demonstrate such a consensus,
they fall into an even more deeply rooted historical
fallacy: rather than demonstrate the existence of a
broad cultural agreement, supporters of the Standard
Model have assumed that a common set of terms implied
a deeper consensus on what those terms meant.
says written in the last fifty years, "Meaning and
Understanding in the History of Ideas."
17
In that essay, Skinner makes a vital distinction
between "the occurrence of the words (phrases or
sentences) which denote the given idea, and the use of
the relevant sentence by a particular agent on a
particular occasion with a particular intention (his
intention) to make a particular statement."
18
The approach of Standard Modelers does not tell us
much about the intent of the authors who wrote these
texts. What did Federalists and Anti-Federalists each
mean by the right to bear arms? The Standard Model
suffers from the problem that mars so much law office
history: a failure to adequately contextualize
constitutional texts. To understand what a particular
historical actor meant when he wrote about the right
to bear arms requires scholars to immerse themselves
in the surviving evidence from this period and to
analyze published and unpublished sources, private
comments as well as public statements. Indeed, in
addition to the plethora of traditional textual
sources, one must explore the political and social
texts from this period. The behavior of the historical
actors who wrote these texts must be read alongside
their published statements.
19
stood this term. The notion of the commonplace itself
needs to be understood historically.
text, they raise serious doubts about the historical
validity of the
Standard Model.
Shortly after adopting this language into their
constitution, Pennsylvanians enacted a stringent
loyalty oath. The Test Acts, as they were known to
contemporaries, barred citizens who refused to take
the oath from voting, holding public office, serving
on juries, and transferring real estate. Individuals
who refused the oath could also be disarmed, as
"persons disaffected to the liberty and independence
of this state."
30
The Acts thus stripped many essential rights from a
large segment of the population, perhaps as much as
forty percent of the citizenry. Both the timing and
language of the Acts suggests that they were not
simply an emergency measure enacted during time of
war, but a reflection of a particular republican ethos
that was antithetical to modern liberal ideas about
rights. As historian Douglas Arnold notes, "the avowed
policy of the architects of the test acts was, thus,
not simply to provide for internal security but to
reduce the political community to the ‘faithful."
31
Efforts to challenge the
constitutionality of the acts were unsuccessful and
they remained in effect until abolished by the
legislature in 1789. Throughout this period
Pennsylvania’s Constitutionalists, the group who would
become the leading Anti-Federalists in the state,
defended the Acts.
stitutionalists certainly believed in freedom of the
press, these same individuals also accepted the notion
of seditious libel. Support for these two seemingly
contradictory propositions did not mean that
Constitutionalists were hypocrites. The appropriate
means to both guard liberty and restrain
licentiousness was to have the jury empowered to
determine both the facts and the law on questions of
libel. The conception of liberty that
Constitutionalists embraced looked to the jury to
protect liberty and to enforce communal norms. Because
of this conception of liberty, Pennsylvania’s
constitution granted enormous latitude to the
legislature to enact laws to promote the public good.
Thus, for example, the authors of the Pennsylvania
constitution showed no reservations about passing
legislation banning the theater in Philadelphia as a
threat to public virtue. Such a measure was perfectly
compatible with constitutional ideas behind the Test
Acts. Closing the theater or excluding large numbers
of the population from claiming a right to gun
ownership sprang from the same republican conception
of liberty.
35
Once again, the notion that the Pennsylvania state
constitution protected a modern liberal rights based
vision of constitutionalism is simply anachronistic.
stitution of 1776, believed that a much wider group of
citizens could be excluded from the right to bear
arms.
Certain rights could never be ceded by individuals.
Religious conscience was the most obvious example of a
right which could not be renounced. Other rights could
only be compromised when the good of society demanded
such sacrifices. Individual liberty could never be
sacrificed for the good of a particular interest, or
faction. Limits on liberty were permissible as long as
laws were enacted by representatives of the people. It
was vital, however, for citizens to remain active,
vigilant, and even suspicious of government, so that
representatives would never lose sight of the public
good. This attitude did not mean that AntiFederalists
were anti-statist.
39
Anti-Federalists placed tremen-
dous faith in the ability of the state to legislate on
behalf of the public good. It was precisely because
the state government could be counted on to represent
the will of the people that An Old Whig advised his
readers that, "[i]f, indeed, government were really
strengthened by such surrender" of rights, and "if the
body of the people were made more secure, or more
happy by the means, we ought to make the sacrifice."
40
He reiterated this by declaring that "if the good of
his country should require it; and every individual in
the community ought to strip himself of some
convenience for the sake of the public good."
41
Republican notions of citizenship, of sacrificing some
measure of one’s liberty to serve the public good,
were deemed essential.
42
"[W]herever the subject is convinced that nothing more
is required from him, than what is necessary for the
good of the community, he yields a cheerful obedience,
which is more useful than the constrained service of
slaves."
43
An Old Whig willingly sacrificed a considerable degree
of liberty, including the rights of dissenting
religious and political minorities who were
effectively disenfranchised and disarmed by state
loyalty oaths, when the good of the community demanded
such concessions.
views expressed in the Dissent attained a
semi-official status as the statement of the
Anti-Federalist minority of Pennsylvania’s
ratification convention. The Dissent not only provided
a concise statement of Anti-Federalist objections to
the Constitution, but also offered one of the first
proposals for amendments to the Constitution,
including two provisions on the right to bear arms.
The inhabitants of the several states shall have the
liberty to fowl and hunt in seasonable times, on the
lands they hold, and on all other lands in the United
States not enclosed, and in like manner to fish in all
navigable waters, and others not private property,
without being restrained therein bj any laws to be
passed by the legislature of the United States.
45
The key phrase in the first provision of the Dissent,
which is generally overlooked, is the clause that
allows individuals who pose a danger to the public to
be disarmed. Anti-Federalists clearly read this clause
in extremely broad terms. The second
provision, it is worth noting, bars Congress but not
the states from placing restrictions on hunting.
Rather than revealing an expansive individual right to
bear arms, the Dissent reflects the strong states’
rights conception of liberty defended by Pennsylvania
Anti-Federalists. While Anti-Federalists in this state
may have feared a distant government, they placed
enormous faith in their state government.
individual rights is one of the most serious
anachronisms in recent discussions of Anti-Federalism
by supporters of the Standard Model.
Federalists, casting the opposition to the
Constitution as an essentially populist democratic
movement, ignores the thought of elite Anti-Federalism
and confuses the profound differences separating
moderate democrats from the most radical wing of the
Anti-Federalist coalition.
52
leveller democracy.
55
Moderate democrats of the middling sort, such as
Federal Farmer, were more apt to fear the dangers of
an armed mob than they were to trust that such a mob
might serve as the ultimate check on government
tyranny. Federal Farmer and Pennsylvania’s Old Whig
each placed their faith in the state militias, not
mobs, as the appropriate check on despotism, and were
thus willing to limit gun ownership.
tionary era were Lockeans, such a claim is a truism.
Most Americans did accept a right of revolution. Such
a right, however, was not a constitutional check, but
a natural right that one could not exercise under a
functional constitutional government. The people had a
right to abolish their government and resort to armed
resistance in defense of their liberties when the
constitutional structures of government ceased to
function. Even if some Anti-Federalists accepted the
notion that certain natural rights might be judicially
enforceable, few mainstream AntiFederalists would have
accepted that revolution was such a right.
59
Anti-Federalists embraced a radical ideology that set
them apart from the more moderate democratic ideas
expressed in documents such as the Dissent of the
Minority or the essays of An Old Whig. For these
plebeian populists, the most radical voice among
Anti-Federalists, the rights of the Federalist
minority in Carlisle were easily cast aside when they
contradicted the will of the local community. Plebeian
populists were simple majoritarians who embraced an
extreme form of local democracy. When Anti-Federalists
challenged Federalists revelers in the streets of
Carlisle a riot ensued. The Anti-Federalist
instigators of the riot were arrested and jailed. When
the rioters refused the opportunity for bail, local
Anti-Federalists organized themselves through the
militia, marched on the jail, and freed the prisoners.
For plebeian populists the release of the prisoners
was an example of direct democracy in action. Events
in Carlisle vindicated their radical conception of
constitutionalism and strengthened their resolve to
oppose the new government. In contrast to the more
sober voices of Anti-Federalist authors such as An Old
Whig or Federal Farmer, the Carlisle Rioters did not
fear the mob. For these Anti-Federalists the actions
of the crowd were an authentic expression of the will
of the people.
62
Riot, plebeian populists chose to bypass both the
state courts and the state militia. In contrast to the
authors of the Dissent and An Old Whig, plebeian
populists were not advocates of states’ rights but
supporters of a radical localist vision of democracy.
Yet even when plebeians invoked a right to bear arms
to check despotism, it was not a constitutional right
they asserted, but rather a vaguely articulated
natural right of revolution. Their resistance was not
couched in terms reminiscent of the language of either
the Pennsylvania state constitution or the "Dissent of
the Minority."
eyes of elites. Extra-legal actions, such as those
taken by AntiFederalists in Carlisle, were little more
than mobocracy. For the eminent Massachusetts
Anti-Federalist Elbridge Gerry, the Carlisle riot was
a bitter reminder of the levelling tendencies to be
found among the populace. Although an outspoken
opponent of the Constitution, Gerry shared the
Federalist belief that the nation’s political problems
stemmed from an "excess of democracy."
68
When he learned that the "people threatened the
Justice in Carlisle to pull down his House, and the
houses of the federalists," Gerry expressed grave
concern that "we shall be in a civil War," adding his
hope that "[may] God... ‘avert the evil!"
69
Rather than solidifying opposition to the
Constitution, the plebeian radicalism of the Carlisle
rioters set them in opposition to mainstream
Anti-Federalists.
70
moral law might be opposed and yet the government
respected."
75
Findley himself repudiated plebeian populist
constitutionalism. For plebeian populists, the will of
the people could be reconstituted spontaneously in
local organizations such as the militia, the jury, or
even the crowd. Findley. and other mainstream
Anti-Federalists rejected this notion. "All men of
discretion" realized "that if they permitted
government to be violently opposed, even in the
execution of an obnoxious law, the same spirit would
naturally lead to the destruction of all security and
order; they saw by experience that in a state of
anarchy the name of liberty would be [profaned] to
sanction the most despotic tyranny."
76
Petrikin and Findley clearly interpreted the legacy of
the Revolution in different ways.
79
of Govermt for themselves that they should have a
govermt who had no President no King."
86
Petrikin’s radicalism embraced not only the rituals of
plebeian culture, but an extreme form of democratic
localism. He continued to affirm the legitimacy of
plebeian rituals of protest and extra-legal action.
The right of revolution, Petrikin argued, had not been
cast aside with the establishment of the Constitution.
In contrast to Findley and Whitehil, Petrikin believed
that westerners were in exactly the same relationship
to the new government as Americans had been with
Britain.
questions about the assumption of the Standard Model
that there was a broad consensus in post-Revolutionary
American on how the right to bear arms ought to be
interpreted. Efforts to discern a monolithic original
intent on this issue seem historically naive.
89
The case of Pennsylvania suggests that Americans may
have been as deeply divided then as they are now over
this question. The idea that radical localists such as
the AntiFederalist Carlisle rioters might have meant
the same thing as the ultra-nationalist Joseph Story
when they spoke about the right to bear arms seems
high unlikely.
90
Even if the case of Pennsylvania Anti-Federalism
proves to be exceptional, the claim that a single
paradigm can explain all of American constitutional
thought on an issue as complicated as the right to
bear arms runs counter to dominant trends in recent
historical scholarship on the character of early
American constitutional and p0utica! thought.
91
It would be nothing short of astonishing if there were
no significant regional or class variations on an
issue as complex as the right to bear arms?
92
Without further historical research and analysis, the
truth of the Standard Model appears to be anything but
a commonplace.
NOTES
1. See Randy E. Barnett and Don B. Kates, Under
Fire: The New Consensus on the Second Amendment,
45 Emory L.J. 1139 (1996).
text@note1
2. Sanford Levinson, The Embarrassing Second
Amendment, 99 Yale L.J. 637 (1989).
text@note2
3. On the use of the term "Standard Model" to describe
the emerging body of scholarship on the Second
Amendment, see Glenn Harlan Reynolds, A Critical
Guide to the Second Amendment, 62 Tenn. L. Rev.
461-71 (1995).
text@note3
4. See, e.g., Levinson, 99 Yale U. (cited in note 2);
Akhil Reed Amar, The Bill of Rights as a
Constitution, 100 Yale Li. 1131 (1991); Eugene
Volokh, The Amazing Vanishing Second Amendment,
73 N.Y.U. L. Rev. 831 (1998).
text@note4
5. For explicit historical critiques of the Standard
Model, see Michael A. Bellesiles, Gun Laws in Early
America: The Regulation of Firearms Ownership,
1607-1794, 16 L. & Hist. Rev. 567 (1998), and Gary
Wills, To Keep and Bear Arms, N.Y. Rev, of
Books 62 (Sept. 21, 1995). For a response to Wills,
see Letters by Sanford Levinson, David C. Williams,
and Glenn Harlan Reynolds, N.Y. Rev, of Books 61 (Nov.
16, 1995). The efforts of Standard Modelers to
overturn the traditional states’ rights argument has
blinded legal scholars to the centrality of federalism
to the debate over the Bill of Rights. For a useful
corrective to this view, see Don Higginbotham, The
Federalized Militia Debate: A Neglected Aspect of
Second Amendment Scholarship, 55"Wm. & Mary
0.39(1998).
For dissent within the legal academy see Andrew D.
Herz, Gun Crazy: Constitutional False Consciousness
and Dereliction of Dialogic Responsibility, 75
B.U. L. Rev. 57 (1995), and Dennis A. Henigan,
Arms, Anarchy and the Second Amendment, 26
VaIp. U. L. Rev. 107 (1991). For an example of
historical scholarship supportive of the individual
rights position central to the Standard Model, see
Robert E. Shalhope, The Ideological Origins of the
Second Amendment, 69 J. of Am. Hist. 599 (1982);
for a counter-argument that the amendment reflected a
collective right rooted in civic republican ideals,
see Lawrence Delbert Cress,
An Armed Community: The
Origins and Meaning of the Right to Bear Arms,
71 J. of Am. Hist. 22 (1984); see also The Right to
Bear Arms: An Exchange, 71 J. of Am. Hist. 587
(exchange between Shalhope and Cress).
text@note5
6. The most recent study of ratification supports the
notion that neither Federalist nor Anti-Federalist
ideas can be fit into a single explanatory model.
Michael Gillespie and Michael Lienesch, eds.,
Ratifying the Constitution (U. Press of Kansas,
1989). For another useful effort to chart the range of
discourses available to Americans during the struggle
over the Constitution, see Isaac Kramnick, The
"Great National Discussion":
The Discourse of Politics in 1787,45 Wm. & Mary 0.
3 (1988).
text@note6
7. It is also ironic that the Standard Model in
physics is itself being transformed, as competing
versions of string theory have been propounded in an
effort to move closer to a more complete account of
the universe. See George Johnson, Almost in Awe,
Physicists Ponder Ultimate Theory, N.Y. Times D8
(Sept. 22, 1998).
text@note7
8. The last effort to formulate such a unified field
theory was Robert E. Shalhope, Toward a Republican
Synthesis: The Emergence of an Understanding of
Republicanism in American Historiography, 29 Wm. &
Mary 0. 49 (1972). In his more recent work, Shalhope
has embraced a more pluralist conception of early
American political culture. See Robert E. Shalhope,
Roots of Democracy: American Thought and
Culture, 1760-1800 (Twayne, 1990). For a
post-mortem on republican synthesis, see Daniel T.
Rodgers, Republicanism: The Career of a
Concept, 79 J. of Am. Hist. 11(1992). Among
historians, pluralism now seems to be the ascendent
paradigm for understanding the ideologies of the
Founding era.
text@note8
9. See Laura Kalman, Border Patrol: Reflections on
the Turn to History in Legal Scholarship, 66
Fordham L. Rev. 87 (1997).
text@note9
10. Thus, Akhil Amar cites Sanford Levinson, and David
Williams cites Akhil Amar, and Glen Harlan Reynolds
cites Levinson, Amar, and Williams. None of these
articles has been subjected to the sorts of blind peer
review that scholarship published in journals such as
the William and Mary Quarterly, Journal of
American History or the Law and History
Review must pass before publication. Once
historical errors enter this closed system, they are
endlessly reproduced.
text@note10
11. H. Jefferson Powell, Rules for
Originalists, 73 Va. L. Rev. 659 (1987).
text@note11
14. Eugene Volokh, The Commonplace Second
Amendment, 73 N.Y.U. L. Rev. 793 (1998).
text@note14
17. Quentin Skinner, Meaning and Understanding in
the History of Ideas, in James Tully, ed., Meaning
and Context Quentin Skinner and His Critics 29-67
(Princeton U. Press, 1988). For a thoughtful
discussion of the implications of Skinner’s essay for
constitutional theory, see Paul Brest, The
Misconceived Quest for the Original Understanding,
in Jack N. Rakove, ed., Interpreting the
Constitution: The Debate Over Original Intent
227-62 (1990).
text@note17
18. Skinner, Meaning and Understanding at 55
(cited in note 17).
text@note18
19. On the absence historical contextualization in
constitutional theory, see Martin
S. Flaherty, History "Lite" in Modern American
Constitutionalism, 95 Colum. L. Rev. 523
(1995). On the need to consult non.traditional texts,
including social texts such as crowd
behavior, to recover lost constitutional voices, see
Saul Cornell, Moving Beyond the
Canon of Traditional Constitutional History:
Anri.Federalists, the Bill of Rights, and the
Promise of Post-Modern Historiography, 12 L and
Hist. Rev. 1(1994).
text@note19
20. Volok.h, 73 N.Y.U. L Rev, at 810 (cited in note
14). Volokh’s reading of the Second Amendment has been
challenged by David Williams, who stresses the
republican character of the Second Amendment. David C.
Williams, Civic Republicanism and the Citizen
Militia: The Terrifying Second Amendment, 101 Yale
L.J. 551 (1991), and David C. Williams, Response:
The Unitary Second Amendment, 73 N.Y.U. L. Rev.
822 (1988). The problem with this critique is that it
also assumes a consensus in post-Revolutionary
political and constitutional thought.
text@note20
21. On the culture of commonplace books, see Jay
Fliegelman, Declaring Independence: Jefferson,
Natural Language, and the Culture of Performance
(Stanford U. Press, 1993). See also Douglas L. Wilson,
Thomas Jefferson’s Early Notebooks, 42 Wm. &
Mary Q. 433 (1985); David Konig, Legal Fictions and
the Rule(s) of Law: The Jeffersonians Critique of
Common Law Adjudication, in Bruce H. Mann and
Christopher L Tomlins, eds., The Many Legalities of
Early America (1999). On the notion of readers as
active producers of meaning, see Kathy Davidson,
Revolution and the Word: The Rise of the Novel in
America (Oxford U. Press, 1986).
text@note21
22. Linda Kerber, The Republican Ideology of the
Revolutionary Generation, 37 Am. 0. 474, 474
(1985) (quoting John Adams to Mercy Otis Warren,
August, 8, 1807). Kerber’s essay stresses both the
variety of different discourses available to Americans
during the Revolutionary generation and the ability of
republicanism to be re-shaped by different groups to
suit their particular political aspirations.
Additional evidence of Adams’s frustration with the
absence of consensus in America on the meaning of
basic concepts such as republicanism may be found in
his monumental study, A Defense of the
Constitutions of Government of the United States of
America (C. Dilly, 1787).
text@note22
23. Kerber, 37 Am. 0. at 474 (quoting Adams to
Warren) (cited in note 22).
text@note23
24. For an excellent model of how different idioms
could be fused together in novel ways, see James T.
Kloppenberg, The Virtues of Liberalism: Chrisuanüy,
Republicanism, and Ethics in Early American Political
Discourse, 74 J. of Am. Hist. 9 (1987).
text@note24
25. Reynolds, 62 Tenn. L. Rev. (cited in note 3). For
other examples of scholarship that has relied on
Pennsylvania Anti-Federalist thought, see Thomas B.
McAffee and Michael J. Quinlan, Bringing Forward
the Right to Keep and Bear Arms: Do Text, History, or
Precedent Stand in the Way?, 75 N.C. L. Rev. 781
(1997); Nelson Lund, The Past and Future of the
Individual’s Right to Arms, 31 Ga. L. Rev. 1
(1996); Stephen P. Halbrook, The Right of the
People or the Power of the State: Bearing Arms, Arming
Militias, and the Second Amendment, 26 Valp. U. L.
Rev. 131 (1991).
text@note25
26. David T. Hardy, The Second Amendment and the
Historiography of the Bill of Rights, 4 J.L. &
Politics 1, 39 (1987).
text@note26
27. On the distribution of these items and other
writings by Pennsylvania Federalists and
Anti-Federalists, see Merrill Jensen, ed., 13 The
Documentary History of the Ratification of the
Constitution, 588-96 (State Historical Society of
Wisconsin, 1976) ("DHRC’).
text@note27
28. For useful discussions of the different approaches
of Federalists and AntiFederalists to the problem of
rights, see Paul Finkleman, Between Scylla and
Charybdis: Anarchy, Tyranny, and the Debate over a
Bill of Rights, in Ronald Hoffman and Peter J.
Albert, eds., The Bill of Rights: Government
Proscribed 103-74 (U. Press of Virginia, 1997); on
the diversity with the ranks of Anti-Federalists, see
Saul Cornell, Mere Parchment Barriers?
Anti-Federalists, the Bill of Rights, and the Question
of Rights Consciousness, in Hoffman and Albert,
eds., The Bill of Rights at 175-208.
text@note28
29. Pennsylvania Convention, Declaration of Rights,
August 21, 1776, in Jack N. Rakove, ed., Declaring
Rights: A Brief History With Documents 86-87
(Bedford Books, 1998).
text@note29
30. The Test Act was passed 1777. See James T.
Mitchell and Henry Flanders, eds.,
9 The Statutes at Large of Pennsylvania 110-14
(Wm. Stanley Ray, 1903). The act was amended and the
provisions for disarming "persons disaffected to the
liberty and independence of this state" strengthened
in 1778. Id. at 346-48.
text@note30
31. Douglas Arnold, A Republican Revolution:
Ideology and Politics in Pennsylvania, 1776-1790
at 109 (Garland Publishing, 1989). Another useful
account of the controversy over the Acts may be found
in Robert L. Brunhouse, The Counter-Revolution in
Pennsylvania, 1776-1790 at 282 (Pennsylvania
Historical and Museum Commission, 1942).
text@note31
32. For an argument that a similar policy informed gun
laws in other states, see Bellesiles, 16 L. & Hist.
Rev. (cited in note 5).
text@note32
33. See, e.g., Levinson, 99 Yale U. (cited in note 2);
Williams, 101 Yale L.J. (cited in note 20). Even in
his extremely balanced account, David Hardy does not
consider the Test Acts, an omission that calls into
question his individualist reading of Pennsylvanian
views of the right to bear arms. Hardy, 4 J. L. and
Pol. 39 (cited in note 26). Stephen P. Haibrook,
The Right to Bear Arms in the First State Bills of
Rights: Pennsylvania, North Carolina, Vermont, and
Massachusetts, 10 Vt. L. Rev. 255 (1985) provides
a cursory treatment of the Acts that both misconstrues
the intent and scope of the Acts. Neither Haibrook nor
Hardy consults Brunhouse or Arnold’s work. The
latter’s 1976 Princeton University doctoral
dissertation, originally titled Political Ideology
and the Internal Revolution in Pennsylvania,
1776-1790, provides a detailed discussion of the
controversy over the Test Acts.
text@note33
34. On the connections between the First and Second
Amendment and the notion of a checking function, see
L.A. Powe, Jr., Guns, Words, and Constitutional
Interpretation, 38 Wm. & Mary L. Rev. 1311 (1997).
Powe’s ideas have been endorsed by J.M. Balkin and
Sanford Levinson in The Canons of Constitutional
Law, 111 Harv. L. Rev. 963-1013 n.157 (1998). Both
of these discussions of free speech rest on outdated
historiography tied to the controversy around the work
of Leonard Levy. On this debate, see Leonard Levy,
Emergence of a Free Press (Oxford U. Press,
1985). For a critique of Levy’s thesis, see David M.
Rabban, The Ahistorical Historian: Leonard Levy on
Freedom of Expression in Early American History,
37 Stan. L. Rev. 795 (1985). The terms of this debate
have shifted considerably since the publication of
Levy’s work. A more historically persuasive effort to
root ideas about seditious libel in the context of
postrevolutionary constitutionalism may be found in
Norman Rosenberg, Protecting the Best Men: An
Interpretive History of the Law of Libel (U. of
North Carolina Press, 1986). Rosenberg’s work provides
a useful corrective to the Levy thesis and its
critics.
text@note34
35. It is worth observing that on a variety of other
constitutional questions, including issues of
political economy and representation, Anti-Federalists
did articulate a more liberal constitutional vision.
For a good illustration of the liberal dimensions of
Pennsylvania Anti-Federalism, see Gordon S. Wood,
Interests and Disinterestedness in the Making of
the Constitution, in Richard Beeman, et al., eds.,
Beyond Confederation: Origins of the Constitution
and American National Identity (U. of North
Carolina Press, 1987). On the blending of liberal and
republican elements in Anti-Federalist thought, see
Saul Cornell, The Other Founders: Anti-Federalism
and the Dissenting Tradition in America, 1788-1828
(U. of North Carolina Press, 1999).
text@note35
36. Reynolds, 62 Tenn. L. Rev, at 480 (cited in note
3) (quoting Don B. Kates Jr., The Second Amendment:
A Dialogue, 49 L. & Contemp. Probs. 143, 146
(1986)).
text@note36
37. In his collection of Anti-Federalist writings,
Herbert J. Storing does not identify the authorship of
An Old Whig, but evidence for this attribution may be
found in a letter from William Shippen, Jr., to Thomas
Lee Shippen, (Nov. 18 and 22, 1787), in 2 DHRC at 288
(cited in note 27). These essays were most likely a
collective effort of a number of the most prominent
members of Pennsylvania’s Constitutionalist party. An
Old Whig, Essays of An Old Whig, in Herbert J.
Storing, ed., 3 The Complete Anti-Federalist 17
(U. of Chicago Press, 1981).
text@note37
39. The notion that American political thought was
strongly anti-statist is central to
the argument of Levinson, 99 Yale L.J. (cited in note
2). A similar notion also informs the argument of
McAffee and Quinlan, 75 N.C. L. Rev. (cited in note
25). Both of these arguments also rest on a selective
reading of the evi4qnce. Most Anti-Federalists clearly
placed great faith in their state governments. A more
balanced assessment of AntiFederalist views about the
relationship between liberty and the state may be
found in Robert C. Palmer,
40. An Old Whig, Essays at 49 (cited in note
37).
text@note40
42. Perhaps the best effort to demonstrate how Whig
constitutional thought reconciled liberty with
republican ideals may be found in John Phillip Reid,
Constitutional History of the American Revolution:
The Authority of Rights (U. of Wisconsin Press,
1986), and The Concept of Liberty in the Age of the
American Revolution (U. of Chicago Press, 1988).
text@note42
43. An Old Whig, Essays at 33 (cited in note
37).
text@note43
44. John Smilie, an author of the Old Whig essays, was
one of the signers of the Dissent. Although the
Dissent was signed by the Anti-Federalist members of
the state ratification convention, including Smilie,
it was drafted by Samuel Bryan, one of the most
important Anti-Federalist essayists. The Address and
Reasons of Dissent of the Minority.. ., in 2
DHRC at 617-24 (cited in note 27). Gary Wills
notes that this piece was composed in a hurry and is
not among the most intellectually powerful
representations of Anti.Federalist thought. See wills,
N.Y. Rev, of Books at 65 (cited in note 5). While
these characterizations may be apt, it is also
important to recognize that despite these
shortcomings, the Dissent became one of the most
widely reprinted Anti-Federalist essays.
In treating Anti-Federalist thought it is important to
draw a distinction between those essays that were
influential in 1787-88 and those that have become
central to the modern scholarly canon. In a number of
cases the texts most esteemed by modern commentators
were not necessarily the ones most important to
Anti-Federalists during ratification. For more on this
issue, see Cornell, The Other Founders at 25-26 (cited
in note 35).
text@note44
45. Dissent of the Minority at 623-24 (cited in note
44). The provisions about hunting and fowling were not
emulated by any state ratification conventions when
proposals for amendments were debated.
text@note45
46. Speech from John Smilie to the Pennsylvania State
Convention (Dec. 6, 1787), in 2 DHRC at 509 (cited in
note 27). For a discussion of the controversy over the
creation of a select militia, see Joyce Lee Malcolm,
To Keep and Bear Arms: The Origins of an
Anglo-American Right 156 (Harvard U. Press, 1995).
Malcolm quotes Smilie’s convention speech without
placing his statement in the context of Smilie’s
earlier involvement with the Test Act controversy.
text@note46
47. On the idea of the people as a political fiction,
see Edmund S. Morgan, Inventing the People: The
Rise of Popular Sovereignty in England and America
263-87 (Norton, 1988). The connections between states’
rights and individual rights in Anti-Federalist
thought are discussed in Cornell, Mere Parchment
Barriers (cited in note 28).
text@note47
48. For rather different approaches to the problem of
class and rank in this period, see Gordon S. Wood,
The Radicalism of the American Revolution (A.A.
Knopf, 1992), and Alfred F. Young, ed., Beyond the
American Revolution: Explorations in the History of
American Radicalism (Northern Illinois U. Press,
1993). The issue of race is even more complex than
class. For an argument that race was not an obstacle
to gun ownership, see Robert J. Cottrol and Raymond T.
Diamond, The Second Amendment: Toward an
Afro-Americanist Reconsideration, 80 Georgetown
L.J. 309 (1991). For an interpretation that stresses
the exclusion of African-Americans, see Bellesiles, 16
L. and Hist. Rev. (cited in note 5).
text@note48
49. The claim that Anti-Federalism was essentially
democratic is central to both Amar, 100 Yale U. (cited
in note 4), and Williams, 101 Yale L.J. (cited in note
20). The problem with this view is that it ignores the
complexity and diversity of Anti-Federalism, which
included a broad spectrum of political views, some
quite democratic and others extremely elitist.
text@note49
50. Mark Pitcavage, An Equitable Burden: The
Decline of State Militias, 1783 -1 858 (1995)
(Ph.D dissertation, Ohio State University).
text@note50
51. A number of Anti-Federalists expressed concern
over the danger posed by the propertyless, who lacked
the virtue associated with a militia composed of
yeoman farmers or planters. These Anti-Federalists
feared that the rabble might become an instrument of
despotism. One forceful expression of this fear
occurred in the Virginia Convention. See George Mason,
Speech in the Virginia Ratification Convention
Debates, in 10 DHRC at 1312 (cited in note
27). Mason believed that state control of the militia
provided a solution to this problem by ensuring that
virtuous members of the gentry retained positions of
authority in the militia. Mason’s thought reflected
the hierarchical assumptions of planter society. On
this point see Morgan, Inventing the People at
173 (cited in note 47). Recent historical scholarship
suggests that even in Virginia the politics of
deference was breaking down. For a discussion of how
members of the Virginia gentry dealt with the threat
posed by an armed population, see Michael A.
McDonnell, Popular Mobilization and Political
Culture in Revolutionary Virginia The Failure of the
Minutemen and the Revolution from Below, 85 J. of
Am. History 946,948 (1998).
text@note51
52. Cornell, The Other Founders (cited in note
35).
text@note52
53. New York’s Federal Farmer also argued that state
control of the militia was necessary to prevent the
creation of a select militia composed of the
propertyless. In contrast to Mason, Federal Farmer
viewed the propertyless as a much greater threat to
social stability. Federal Farmer, Letters from the
Federal Farmer, in Storing, 2 Complete
Anti-Federalist at 341-42 (cited in note 37).
text@note53
54. The identity of the Federal Farmer has been a
subject of considerable controversy. Once thought to
be the work of Virginian Richard Henry Lee, the case
against Lee is forcefully argued by Gordon S. Wood,
The Authorship of the Letters from the Federal
Farmer, 31 Wm. & Mary 0. 299 (1974). Wood’s suggestion
that Federal Farmer was probably a New Yorker has been
elaborated by Robert H. Webking who argues that
Federal Farmer may have been the New York merchant
Melancton Smith. Robert H. Webking, Melancton Smith
and the Letters from the Federal Farmer, 44 Wm. &
Mary 0. 510 (1987). For examples of legal scholars who
have used an older mistaken attribution of Federal
Farmer’s identity, see David T. Hardy, 4 J.L. & Pol.
(cited in note 26); Halbrook, 26 Valp. U. L. Rev.
(cited in note 25); Anthony J. Dennis, Clearing the
Smoke From the Right to Bear Arms and the Second
Amendment, 29 Akron L. Rev. 57 (1995); David B.
Kopel and Christopher C. Little, Communitarians,
Neorepublicans, and Guns: Assessing the Case for
Firearms Prohibition, 56 Md. L. Rev. 438 (1997);
Williams, 101 Yale U. (cited in note 20); David C.
Williams, The Militia Movement and Second Amendment
Revolution: Conjuring With the People, 81 Cornell
L. Rev. 879 (1996); David E. Vandercoy, The History of
the Second Amendment, 28 Valp. U. L. Rev. 1007 (1994).
text@note54
55. For Federal Farmer’s attack on the levelling
democracy, see Federal Farmer, Letters at 224,
227,253 (cited in note 53).
text@note55
56. On modem theories of rights, see Ronald Dworkin,
Taking Rights Seriously (Duckworth & Co.,
1977). For a discussion of the historical evolution of
American views of rights, see Michael J. Lacey and
Knud Haakonessen, eds., A Culture of Rights: The
Bill of Rights, in Philosophy, Politics and Law,
1791-1991 (Cambridge U. Press, 1991). For a critique
of modem rights based constitutional and political
thought, see Mary Ann Glendon, Rights Talk. The
Impoverishment of Political Discourse (Macmillan,
1991).
text@note56
57. Reynolds, 62 Tenn. L. Rev, at 472 (cited in note
3).
text@note57
58. Levinson, 99 Yale L.J. at 646 (cited in note 2).
The issue of citizenship in the post-Revolutionary era
was exceedingly complex. Given the problem posed by
loyalism, the issue of who might claim the full rights
of citizenship is not as simple as Levinson’s caveat
implies. As historian James Kettner notes, the
idea common in English law that "citizenship
could comprehend separate legal categories of
membership" continued to shape constitutional thought
in this period. James Kettner, The Development of
American Citizenship, 1608-1870 at 215-16 (U. of
North Carolina Press, 1978). For a more elaborate
treatment of the exclusionary nature of citizenship
during this period, see Rogers M. Smith, Civic
Ideals: Conflicting Values of Citizenship in U.S.
History (Yale U. Press, 1997).
text@note58
59. Modern scholars are divided over the role of
natural rights in early American constitutional
thought. For a defense of the idea of an unwritten
constitution grounded in natural law, see Suzanna
Sherry, The Founders’ Unwritten Constitution,
54 U. Chi. L. Rev. 1127 (1987). For alternative views
that challenge,, the notion that the Founders expected
judges to enforce principles of natural law drawn from
an unwritten constitution, see Helen K. Michael,
The Role of Natural Law in Early American
Constitutionalism: Did the Founders Contemplate
Judicial Enforcement of "Unwritten" Individual
Rights?, 69 N.C. L. Rev. 421 (1991), and Thomas B.
McAffee, The Original Meaning of the Ninth
Amendment, 90 Colum. L. Rev. 1215 (1990).
text@note59
60. Actions such as the Carlisle Riot and the whiskey
Rebellion are also precisely the type of events that
provide an opportunity to write a constitutional
history from the bottom up. On the notion of writing
constitutional history from the bottom up, see Hendrik
Hartog, The Constitution of Aspiration and "The
Rights That Belong to Us All," 74 J. of Am. Hist.
1013 (1987), and William E. Forbath, Hendrick Hartog,
and Martha Minow, Introduction: Legal Histories
from Below, 1985 Wis. L. Rev. 759.
text@note60
61. Episodes such as the Carlisle Riot and the
Whiskey Rebellion, are not part of the current canon
of constitutional law. On the concept of a
constitutional canon, see Balkin and Levinson, 111
Harv. L. Rev. (cited in note 34), and Saul Cornell, 12
L. & Hist. Rev. (cited in note 19). Williams, 101 Yale
U. at 582 (cited in note 20), and 81 Cornell L. Rev.
(cited in note 54), deals briefly with the Whiskey
Rebellion. Williams cites no contemporary evidence to
substantiate his claim that opposition to the Whiskey
Rebels was framed in the language of civic
republicanism. For an analysis of contemporary
responses to the Whiskey Rebellion, see notes 73-88
and accompanying text.
text@note61
62. On the Carlisle Riot and the ideology of plebeian
populism, see Saul Cornell,
Aristocracy Assaileth The Ideology of Backcountry Anti
-Federalism, 76 J. of Am. Hist.
1148 (1990). The Standard Modelers generalize populism
to all Anti-Federalists. For example, in an
influential essay, Amar, 100 Yale L.J. (cited in note
4), argues that AntiFederalism was essentially
populist and democratic in spirit. This account not
only homogenizes Anti-Federalist thought but seriously
distorts the character of Anti~Federalist populism. In
particular, Amar does not address the rather different
approaches of moderate democrats and plebeian
populists to the problem of rights.
text@note62
63. Anstocrotis, The Government of Nature
Delineated, in Storing, 3 Complete
Anti-Federalist at 203 (cited in note 37). Storing
did not identify the author in his collection. The
attribution is based on a letter from William Petrikin
to John Nicholson Carlisle (Feb. 24, 1788), in 2
DHRC at 694 (cited in note 27).
text@note63
64. Aristocrotis, Nature Delineated at 203
(cited in note 63).
text@note64
65. Letter from Franklin County, Philadelphia
Independent Gazeueer (April 30,
1788), in 17 DHRC at 251-52 (cited in note 27).
text@note65
68. Gerry’s statements about the dangers of an excess
of democracy and the levelling spirit may be found in
James Madison, Notes of Debates in the Federal
Convention of 1787 at 39 (Ohio U. Press, 1984).
Gerry’s.constitutional thought is discussed at length
by George A. Billias, Elbridge Gerry: Founding
Father and Republican Statesmen (McGrawHill,
1976). Gerry provides an excellent counter example to
Akhil Amar’s claim that Anti-Federalists were populist
democrats, Amar, 100 Yale Li. (cited in note 4). Elite
Anti-Federalists such as Gerry were a vital part of
the coalition that opposed the Constitution. For more
on elite Anti-Federalist thought, see Cornell, The
Other Founders 51-80 (cited in note 35).
text@note68
69. Cornell, 76 J. of Am. Hist. at 1169 (cited in
note 62) (quoting Elridge Gerry in Madison, Notes
of the Debates of the Federal Convention at 39
(cited in note 68)).
text@note69
70. For a description of the mood in Carlisle, see
"Extract of a letter from Carlisle" dated January 4,
1788, in Independent Gazetteer (Jan. 12, 1788)
DHRC Mfm:Pa. 328.
text@note70
71. Charles Pettit to Robert Whitehill (June 5,
1788), in 18 DHRC at 154 (cited in note 27).
text@note71
72. Charles Pettit to George Washington (March 19,
1791), in DHRC Mfm:Pa. 706.
text@note72
73. The best account of the Rebellion is Thomas P.
Slaughter, The Whiskey Rebellion: Frontier Epilogue
to the American Revolution (Oxford U. Press,
1986).
text@note73
74. For a discussion of the connection between the
Carlisle riot and the Whiskey Rebellion, see Cornell,
The Other Founders 200-13 (cited in note 35).
text@note74
75. William Findley, History of the Insurrection
in the Four Western Counties of Pennsylvania 300
(Samuel Harrison Smith, 1796).
text@note75
79. On plebeian political culture and the rituals of
protest, see Alfred F. Young, English Plebeian
Culture and Eighteenth Century American
Radicalism, in Margaret C.
Jacob and James R. Jacob, eds., The Origins of
Anglo-American Radicalism 185 (Humanities Press
International, 1984).
text@note79
80. Cornell, The Other Founders 200-12 (cited
in note 35).
text@note80
86. Id. at 119 (testimony of Robert Whitehill).
text@note86
87. Thomas P. Slaughter, The Friends of Liberty,
the Friends of Order, in Stephen Boyd, ed., The
Whiskey Rebellion: Past and Present Perspectives
13 (Greenwood Press, 1985) (quoting Reverend James
Carnahan).
text@note87
88. On this point, see Bellesiles, 16 L. & Hist. Rev.
(cited in note 5).
text@note88
89. Historians are far more dubious about identifying
a single intent from among the many different
positions voiced by the framers and ratifiers of the
Constitution. To claim that commentators writing more
than generation later meant the same thing seems even
more doubtful. For a discussion of the difticuky of
weighting the various perspectives articulated during
ratification, see Jack N. Rakove, Original
Meanings: Politics and ideas in the Making of the
Constitution (A.A. Knopf, 1996).
text@note89
90. Sanford Levinson links Federal Farmer, James
Madison, and Joseph Story, together into a single
common stance on the meaning of the Second Amendment.
Levinson, 99 Yale U. at 649 (cited in note 2). The
example of Pennsylvania suggests that there was no
consensus on this issue. The example of Massachusetts
provides additional evidence of profound disagreement
over how to interpret the right to bear arms. See
Hardy, 4 J.L. and Pol. at 40-42 (cited in note 26).
text@note90
91. A good sense of the divisions among early
American historians may be found in comments collected
in The Creation of the American Republic,
1776-1787: A Symposium of Views and Reviews, 44
Wm. & Mary 0. 550(1987).
text@note91
92. For two rather different efforts to explore the
relationship between regionalism and the emergence of
different political cultures in early America, see
Jack P. Greene, Pursuits of Happiness: The Social
Development of Early Modern British Colonies and the
Formation of American Culture (U. of North
Carolina Press, 1988), and David Hackett Fischer,
Albion’s Seed. Four British Folkways in America
(Oxford U. Press, 1989). On the relationship of class
to the problem of rights consciousness, see Hartog, 74
J. of Am. Hist. (cited in note 60).
text@note92
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STANDARD MODEL, THE SECOND
AMENDMENT, AND THE PROBLEM OF
HISTORY IN CONTEMPORARY
CONSTITUTIONAL THEORY
RIGHTS: THE PENNSYLVANIA CONSTITUTION OF 1776
The people have a right to bear arms for the defense
of themselves and the State; and as standing armies in
time of peace are dangerous to liberty, they ought not
to be kept up. And the military should be kept under
strict subordination to, and governed by the civil
power.
29
RIGHT TO BEAR ARMS
If [the people] yield up all their natural rights they
are absolute slaves to their governors. If they yield
up less than is necessary, the government is so
feeble, that it cannot protect them, To yield up
so much, as is necessary for the purposes of
government; and to retain all beyond what is
necessary, is the great point.
38
That the people have a right to bear arms for the
defense of themselves and their own state, or the
United States, or for the purpose of killing game; and
no law shall be passed for disarming the people or any
of them, unless for crimes committed, or real danger
of public injury from individuals; and as standing
armies in the time of peace are dangerous to liberty,
they ought not to be kept up; and that the military
shall be kept under strict subordination to and be
governed by the civil powers....
TO BEAR ARMS AS A CHECK ON TYRANNY
AN OPEN QUESTION
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