The issue before the court is 14th Amendment incorporation of the Second Amendment
to protect from state infringement the individual right to gun ownership, recognized in
DC Gov v. Heller (decided in the Appeals court as
Parker et al. v. DC Gov).
The Parker/Heller conclusions have already decided all the courts need to
decide on gun rights and firearms policy. Fourteenth Amendment incorporation will
not foreclose the national policy option the courts have already opened the path
for. It will only overburden the courts with a completely unnecessary constitutional mess.
A crude draft is at http://www.potowmack.org/McD2.pdf.
It is about twice too long for the court. The approach is aggressive. The deadline
for filing has been extended to the 2nd week of January.
The Potowmack Institute
Briefs filed in Nordyke:
Appellee's (Alameda Co.) Suplemental Brief, Sept. 12, 2008
Appellee's (Alameda Co.) Brief in Reply to Supplemental Brief of Appellants, Oct. 3, 2008
Other relevant cases:
US Court of Appeals, Seventh Circuit
US Court of Appeals, Tenth Circuit, Mandamas Order, Dissent from Mandamas Order
Briefs in the Chicago cases that the Supreme Court will hear are at
The Ninth Circuit's rehearing of Nordyke.
Thirty-two state attorney generals have filed to the Supreme Court in support of
hearing for Nordyke, NRA v. Chicago, and Maloney v. Cuomo.
The most important arguments for a civil right to be privately armed were
in the dissents to a rehearing of Silveira in 2003.
They keep quoting Thomas Cooley. He was one of the primary
architects of the doctrine of "substantive due process" for capitalist
private property to be protected from the arbitrary restrictions of "the people"
--that is, the legislatures. There is a discussion on this in Peter Irons'
A People's History of the Supreme Court. No one talks about the right of
the people as armed workers to take up arms against capitalist property.
Substantive due process is the right the gun rights ideologues want
but the courts without apparent understanding have given them
"reasonable restrictions". Worse than that the courts have resurrected
the original militia concept of "registration ... for militia service if
called up." Instead of an anarchic right, the gun rights militants get
civic obligation.
The Parker/Heller opinions are devastating defeats for the gun
lobby's core doctrine that the purpose of those guns in private hands,
outside of the knowledge and reach of law and government, is to maintain
an anarchic balance of power between a privately armed populace and any
and all government.
There is a much larger political context to gun rights. What the Potowmack
Institute calls the Libertarian Right has never accepted the
twentieth century political
transformations of constitutional proportions that made the
United States into a modern state capable of managing an industrial
economy, performing on the world stage as a great power, and guaranteeing
liberty and justice for all. These transformations involved expansions of
federal authority to deal with real issues. The driving force of the
Libertarian Right is political cynicism. We cannot have a national
governing authority that addresses pressing national issues. The political
cynicism will take us back to the
policy world of 1900 or the constitutional world of 1860.
The problem is that most people accept the political transformations that made the modern state. The Libertarian Right cannot dismantle the modern state on the merits of policy. It will struggle on the battle ground of divisive social issues, what we know as culture wars. What we get is cynical, small minded, obstructionist politics. There is no better example than gun rights.
Gun rights involve the most vital and fundamental issues and concepts of political life but have taken their place as another divisive social issue. Instead of real public discourse, political leadership and policy making, we get a progun/antigun culture war. Behind the culture war is a childish political fantasy and very malignant vision of economic, social and political life.
After their defeat in 1976 in
US v. Francis J. Warin, gunlobby/libertarian ideologues went to work over the next thirty years to fabricate their anarchic, insurrectionist doctrine in a hundred law journal articles which are nothing short of pseudoscholarship. Through politically motivated appointments, the doctrine has now made its way into the federal courts almost completely without public notice. The federal courts have become politicized as part of the larger struggle over the contours of the modern state. The embrasure of the doctrine is reprehensible pandering to a malignant constituency to further the electoral and policy agenda of the Libertarian Right. We can judge the contours of the modern state on their merits case by case. We cannot throw out the constitutitional state baby with the modern state bath water. The only reason there is a claim for an individual right for private armed self-defense is because the gun lobby, led by the NRA, works very hard and very successfully to defeat any legislation that would apply against the lawless because the same legislation would apply against "armed citizen guerrillas" and others with insurrectionist fantasies.
That being said, they did not get what they want.
Judge Silberman concluded in Parker:
HOME
http://www.potowmack.org/nordyke.html
Supplemental Brief of Appellants (Nordykes) RE: Second Amendment Issues, Sept. 10, 2008
http://www.potowmack.org/nrdsp0910.pdf
http://www.potowmack.org/nrdsp0912.pdf
http://www.potowmack.org/nrdsp1003.pdf
United States Supreme Court, US v. Hayes, Feb. 24, 2009
http://www.potowmack.org/07-608.pdf
John Justice and Mike Woodward v. Town of Cicero, Aug. 14, 2009.
http://www.potowmack.org/07-3990.pdf
http://www.potowmack.org/09-4145.pdf
http://www.chicagoguncase.com/case-filings
Update, July 9, 2009.
http://www.ca9.uscourts.gov/datastore/opinions/2009/04/20/0715763.pdf
Also at:
http://www.potowmack.org/nordyke2.pdf
was released April 20, 2009. Parker v. DC Gov. was decided in the DC Court
of Appeals in March, 2007. It was upheld for the District of Columbia, a federal
enclave, by the Supreme Court in DC Gov. v. Heller. Using the Supreme Court
ruling in Heller, the revisited Nordyke opinion with limitations
incorporated the Second Amendment under the Fourteenth Amendment to protect gun
ownership against state and local government restrictions. The opinion is in
conflict with Seventh Circuit and Second Circuit opinions in
NRA v. Chicago
and
Maloney v. Cuomo. The Supreme Court may
decide in its next term to resolve the conflict.
http://www.potowmack.org/NRAoagtx.pdf
The brief is in support of the NRA's petitition to the Supreme Court.
http://www.potowmack.org/nra7cert.pdf
http://www.potowmack.org/silvdiss.pdf
Judge Kleinfeld goes so far as to included pages from the
original militia act which are explicitly about military preparedness,
rules of military discipline, military organization and conscription.
In his reasoning the Militia Act was all about maintaining his own
"amorphous body of the [armed] people as a whole".
(See below.)
which the NRA has argued as the "armed populace at large"
http://www.potowmack.org/nraperp.pdf
The next step from there is the NRA's "armed citizen guerrillas"
http://www.potowmack.org/emerappd.html#ak47
"Reasonable restrictions also might be thought consistent with a
The Supreme Court in
Heller upheld these conclusions.
The gun lobby, led by the NRA, would fight viciously any legistative attempts to
implement the Parker conclusions.
"well regulated Militia." The registration of firearms gives the government
information as to how many people would be armed for militia service
if called up. Reasonable firearm proficiency testing would both promote
public safety and produce better candidates for military service. Personal
characteristics, such as insanity or felonious conduct, that make gun ownership
dangerous to society also make someone unsuitable for service in the militia."
http://pacer.cadc.uscourts.gov/docs/common/opinions/200703/04-7041a.pdf
p. 54
http://www.nraila.org/Issues/FactSheets/Read.aspx?id=28&issue=006
The only real meaning a Second Amendment individual right can have is Fourteenth Amendment incorporation as a fundamental right. That is also problematic. See Judge Reinhardt's discussion in Silveira of fundamental rights. Are anarchists and insurrectionists now targeted groups needing constitutional protection? In their previous statements Justices Scalia and Thomas have not spoken of Fourteenth Amendment incorporation. They have spoken only of an individual right as protection against federal gun control regulation. This regulation would be under the Commerce Clause. The expansion of federal authority under the Commerce Clause is the great bone in the throat of the Libertarian Right. Can we expect intellectual consistency from Thomas and Scalia? The authority for Judge Silberman's "registration of firearms", however, is not the Commerce Clause but the militia clauses and the Second Amendment. Militia duty was conscript duty. Civic obligation displaces political cynicism.
If the Supreme Court takes up the present conflict between the revisited Nordyke opinion and the dissenting opinions in Silveira on the one side and the present Seventh Circuit and Second Circuit opinions in NRA v. Chicago and Maloney v. Cuomo on the other and decides in favor of the revisited Nordyke opinion, then the Supreme Court will have embraced anarchy. See below. It will be worse than "dimwitted" (Judge Easterbrook in NRA v. Chicago) or "grotesque" (Justice Scalia in Heller). It will mean "dissolution of the government" (John Adams). Justices on the Supreme Court will have become "Patrons of Anarchy" from John Locke's The Second Treatise of Government, well known to the founding generation.
To further the Libertarian Right's agenda to dismantle the modern state, the courts have pandered to an anarchic constituency and created a constitutional mess which is already manifest in many circumstances which will distract policy making and the courts for years.
The observations here are very far removed from public consciousness.
Also very far removed is what Fourteenth Amendment incorporation is really all about. The very ideologies that are very ambivalent, at best, about their acceptance of incorporation of other articles of the Bill of Rights will now rally to acceptance of Second Amendment incorporation. We will expand the powers of the Federal Government to protect the powers of insurrectionists and anarchists to resist under arms the powers of the Federal Government and the powers of any and all government. But, not really. The courts will raise absurd expectations about a right to individual sovereignty and then dash them with registration and reasonable restrictions.
The great public debate that belongs in the political arena is taking place in the courts. The Ninth Circuit's Judge Reinhardt wrote his opinion in the earlier Silveira case to contradict the Fifth Circuit's Emerson opinion. The Ninth Circuit denied an en banc rehearing of Silveira in 2003. Judge O'Scannlain who wrote the present Nordyke opinion and also the original Nordyke opinion was one of six judges who dissented to the denial of a rehearing of Silveira. Judge Gould wrote concurring opinions in both cases. They were liberated by Heller to express their anarchy.
Judge Reinhardt wrote in Silveira, p. 44 (page numbers vary in different printings of the text):
Judges O'Scannlain and Gould signed on to Judge Kleinfeld's dissent to the denial of a rehearing to Silveira. Kleinfeld wrote referring to the US Code (10 USC § 331. Militia: composition and classes):
The "unorganized militia" is precisely what the panel says it is not, "an amorphous body of people as a whole".
Judge O'Scannlain in the revisited Nordyke opinion cites Alexander Hamilton from Federalist Paper No. 29. The part in bold is the part he cites. The words support the gun lobby/libertarian anarchic doctrine, but when the full context is restored they defeat it:
Hamilton was speaking from the apprehensions of historic memory. The US Army as created in the Constitution was explicitly modeled after the mercenary British Army recently removed. The right of the people in the militia, in the militia clauses of the Constitution, the Second Amendment and the Militia Act of 1792 was the republican right of the people to participate in the military functions of the state as conscript citizen soldiers rather than leave those functions up to a mercenary army. The antagonistic relationship between the conscript state militias and the mercenary US Army was combined in the twentieth century selective service acts. The US Army became in a sense a national militia. The life of the Republic moves on. The militia discussions in the Federalist Papers were relevant to the issues and concerns of the ratification period. They are anachronistic to our present politics and policies.
Second, the right to bear arms is a protection against the possibility that even our own government could degenerate into tyranny, and though this may seem unlikely, this possibility should be guarded against with individual diligence.
Third, while the Second Amendment thus stands as a protection against both external threat and internal tyranny, the recognition of the individual's right in the Second Amendment, and its incorporation by the Due Process Clause against the states, is not inconsistent with the reasonable regulation of weaponry. All weapons are not "arms" within the meaning of the Second Amendment, so, for example, no individual could sensibly argue that the Second Amendment gives them a right to have nuclear weapons or chemical weapons in their home for self-defense.
Also, important governmental interests will justify reasonable regulation of rifles and handguns, and the problem for our courts will be to define, in the context of particular regulation by the states and municipalities, what is reasonable and permissible and what is unreasonable and offensive to the Second Amendment.
Judge Gould is equally as anarchic in his original Nordyke concurring opinion:
By giving inadequate weight to the individual right to keep arms, the Silveira majority does not do justice to the language of the Second Amendment and disregards the lesson of history that an armed citizenry can deter external aggression and can help avoid the internal danger that a representative government may degenerate to tyranny.
I reach this conclusion despite a recognition that many may think that these ideas are outmoded, that there is no risk in modern times of our government becoming a tyranny,
Hamilton wrote in Federalist Paper No. 25:
...
It may safely be received as an axiom in our political system, that the State governments will, in all possible contingencies, afford complete security against invasions of the public liberty by the national authority. Projects of usurpation cannot be masked under pretenses so likely to escape the penetration of select bodies of men, as of the people at large. The legislatures will have better means of information. They can discover the danger at a distance; and possessing all the organs of civil power, and the confidence of the people, they can at once adopt a regular plan of opposition, in which they can combine all the resources of the community. They can readily communicate with each other in the different States, and unite their common forces for the protection of their common liberty.
...
... When will the time arrive that the federal government can raise and maintain an army capable of erecting a despotism over the great body of the people of an immense empire, who are in a situation, through the medium of their State governments, to take measures for their own defense, with all the celerity, regularity, and system of independent nations? The apprehension may be considered as a disease, for which there can be found no cure in the resources of argument and reasoning.
Violence Policy Center amicus curiae brief in Nordyke:
http://www.potowmack.org/nordvpc.pdf
RUSSELL ALLEN NORDYKE; ANN SALLIE NORDYKE,
dba TS Trade Shows;
JESS B. GUY; DUANE DARR; WILLIAM J. JONES;
DARYL DAVID;
TASIANA WERTYSCHYN; JEAN LEE; TODD BALTES;
DENNIS BLAIR; R.A. ADAMS;
ROGER BAKER; MIKE FOURNIER; VIRGIL
MCVICKER,
Plaintiffs-Appellants,
v.
MARY V. KING; GAIL STEELE; WILMA CHAN; KEITH
CARSON;
SCOTT HAGGERTY, COUNTY OF ALAMEDA;
THE COUNTY OF ALAMEDA BOARD OF
SUPERVISORS,
Defendants-Appellees.
No. 99-17551
DC No. CV-99-04389-MJJ
OPINION
Appeal from the United States District
Court
for the Northern District of California
Martin J. Jenkins, district Judge, Presiding
Argued and submitted August 10, 2000
Submission Vacated, Certified to California
Supreme Court
June 26, 2002
Supplemental Briefing Ordered September 6,
2002
February 11, 2003, Resubmitted San
Francisco, California
February 18, 2003, Filed
2215
DISPOSITION: AFFIRMED.
Donald E. J. Kilmer, Jr., Law Offices of Donald Kilmer, San Jose, California, argued the cause and filed briefs for the appellants.
Sayre Weaver, Richards, Watson, & Gershon, San Francisco, California, argued the cause for the appellees; Richard Winnie, County Counsel, County of Alameda, was on the briefs.
C.D. Michel, Trutanich Michel, LLP, San Pedro, California, and Stephen P. Halbrook, Law Offices of Stephen P. Halbrook, Fairfax, Virginia, were on the brief for amicus curiae National Rifle Association of America, Inc.
O'SCANNLAIN, Circuit Judge:
We must decide whether a local ordinance prohibiting the possession of firearms on county property infringes upon constitutional rights protected by the First and Second Amendments.
Russell Nordyke and Sallie Nordyke (dba TS Trade Shows) ("Nordyke") have been promoting gun shows at the Alameda County Fairgrounds ("Fairgrounds") since 1991. The Fairgrounds are located on unincorporated county land in the City of Pleasanton. The exhibitors at the show include sellers of antique (pre-1898) firearms, modern firearms, ammunition, Old West memorabilia, and outdoor clothing. In addition, the show hosts educational workshops, issue groups, and political organizations.
In August 1999, Alameda County ("County") passed an ordinance making illegal the possession of firearms on County property ("Ordinance"). In pertinent part, the Ordinance reads: "Every person who brings onto or possesses on county property a firearm, loaded or unloaded, or ammunition for a firearm is guilty of a misdemeanor."Alameda County, Cal., Ordinance § 9.12.120(b). The Ordinance would forbid the presence of firearms at gun shows, such as Nordyke's, held at the Fairgrounds. As a practical matter, the Ordinance makes it unlikely that a gun show could profitably be held there.
Seeking to prevent the Ordinance's enforcement, Nordyke brought suit against the County in the United States District Court for the Northern District of California. Nordyke applied for a temporary restraining order, claiming that the Ordinance was preempted by state gun regulations and that it violated the First Amendment's free speech guarantee. The district court judge treated the application as one for a preliminary injunction and denied it. The judge noted that under either test for a preliminary injunction, a litigant must at least show a fair chance of success on the merits and ruled that Nordyke had failed to do so. Because he concluded that Nordyke had little chance of success on the merits, he did not reach the balance of the hardships determination. Nordyke then filed this timely interlocutory appeal.
We certified Nordyke's preemption claim to the California Supreme Court asking the following question: "Does state law regulating the possession of firearms and gun shows preempt a municipal ordinance prohibiting gun possession on county property"? Nordyke v. King ("Nordyke I"), 229 F.3d 1266, 1267 (9th Cir. 2000).
The California Supreme Court granted certification and ultimately held, "whether or not the Ordinance is partially preempted, Alameda County has the authority to prohibit the operation of gun shows held on its property, and, at least to
that extent, may ban possession of guns on its property. "Nordyke v. King ("Nordyke II"), 27 Cal. 4th 875, 44 P. 3d 133, 138 (Cal. 2002). Pursuant to Rule 29.5 of the California Rules of Court we follow the answer provided by the California Supreme Court to the certified question. We therefore conclude that the district court properly determined that Nordyke's preemption claim was without merit.
Nevertheless, we must still decide Nordyke's remaining constitutional claims. Nordyke urges, under the First Amendment, that the Ordinance impermissibly infringes upon constitutionally protected speech rights.
Nordyke also makes a Second Amendment challenge to the Ordinance. Pending the certification of Nordyke's preemption claim to the California Supreme Court, there were several judicial developments relating to the Second Amendment. As a result, Nordyke filed a motion for supplemental briefing with this court which we granted. Because of our sister circuit's holding in United States v. Emerson, 270 F.3d 203 (5th Cir. 2001), and the change in the United States government's position on the scope of the Second Amendment, n1 Nordyke now urges on appeal that the Ordinance unduly infringes the right of individuals under the Second Amendment to possess privately and to bear their own firearms.
We consider first Nordyke's challenge to the Ordinance on the grounds that it infringes his First Amendment right to free speech. The district court squarely rejected Nordyke's argument that gun possession is expressive conduct protected by
n1 See Opposition to Petition for
Certiorari in United States v.
Emerson,No. 01-8780, at 19 n.3,
available at
http://www.usdoj.gov/osg/briefs/2001/0respon
ses/2001-8780.resp.pdf
the First Amendment and that the ban on the possession of firearms unconstitutionally interferes with commercial speech. n2
[1] As to Nordyke's expressive conduct claim, the Supreme Court has "rejected the view that an apparently limitless variety of conduct can be labeled 'speech' whenever the person engaging in the conduct intends thereby to express an idea." Texas v. Johnson, 491 U.S. 397, 404 (1989) (citation and internal quotation marks omitted). However, the Court has "acknowledged that conduct may be sufficiently imbued with elements of communication to fall within the scope of the First and Fourteenth Amendments." Id. (citation and internal quotation marks omitted).
In the case at hand, Nordyke argues that possession of guns is, or more accurately, can be speech. In evaluating his claim, we must ask whether "[a]n intent to convey a particularized message [is] present, and [whether] the likelihood [is] great that the message would be understood by those who viewed it." Spence v. Washington, 418 U.S. 405, 410-11 (1974). If the possession of firearms is expressive conduct, the question becomes whether the County's "regulation is related to the suppression of free expression." Johnson, 491 U.S. at 403. If so, strict scrutiny applies. If not, we must apply the less stringent standard announced in United States v. O'Brien, 391 U.S. 367, 377 1673 (1968).
The first step of this inquiry whether the action is protected expressive conduct is best suited to an as applied challenge to the Ordinance. However, in this case, Nordyke challenged the law before it went into effect. Accordingly, he mounts a facial challenge, relying on hypotheticals and exam-
n2 In addition, the district court
considered whether the Ordinance was a
constitutional time, place, and manner
regulation. Nordyke does not press this
argument on appeal, however.
ples to illustrate his contention that gun possession can be speech.
[2] In evaluating Nordyke's claim, we conclude that a gun itself is not speech. The question in Johnson was whether flag burning was speech, not whether a flag was speech. 491 U.S. at 404-06. Here too, the correct question is whether gun possession is speech, not whether a gun is speech. Someone has to do something with the symbol before it can be speech. Until the symbol is brought onto County property, the Ordinance is not implicated. See also Tinker v. Des Moines Indep. Cmty. Sch. Dist., 393 U.S. 503 (1969) (analyzing whether the wearing of armbands is speech, not whether armbands themselves are speech); O'Brien, 391 U.S. at 376 (analyzing whether burning of draft cards is speech).
[3] In the context of a facial challenge, Nordyke's contentions are unpersuasive. Gun possession can be speech where there is "an intent to convey a particularized message, and the likelihood [is] great that the message would be understood by those who viewed it." Spence, 418 U.S. at 410-11. As the district court noted, a gun protestor burning a gun may be engaged in expressive conduct. So might a gun supporter waving a gun at an anti-gun control rally. Flag waving and flag burning are both protected expressive conduct. See Johnson, 491 U.S. at 404-06. Typically a person possessing a gun has no intent to convey a particular message, nor is any particular message likely to be understood by those who view it. The law itself applies broadly to ban the possession of all guns for whatever reason on County property. The law includes exceptions, primarily for those otherwise allowed to carry guns under state law, but these exceptions do not narrow the law so that it "has the inevitable effect of singling out those engaged in expressive activity." Arcara v. Cloud Books, Inc., 478 U.S. 697, 706-07 3172 (1986).
[4] As Nordyke's "facial freedom of speech attack" does not involve a statute "directed narrowly and specifically at
expression or conduct commonly associated with expression," his challenge fails. See Roulette v. City of Seattle, 97 F.3d 300, 305 (9th Cir. 1996) (quoting City of Lakewood v. Plain Dealer Publishing Co., 486 U.S. 750, 760 (1988)). In Roulette, we turned back a facial First Amendment challenge to a city ordinance prohibiting sitting or lying on the sidewalk. The plaintiffs argued that the law infringed their free speech rights because sitting and lying can sometimes communicate a message. See 97 F.3d at 303. We "reject[ed] plaintiffs' facial attack on the ordinance" because this conduct is not "integral to, or commonly associated with, expression." 97 F.3d at 305. Likewise, Nordyke's challenge fails because possession of a gun is not "commonly associated with expression."
[5] Nordyke points out that several of the rifles for sale are decorated with political messages, most prominently the National Rifle Association Tribute Rifle, which depicts the NRA banner, a militia member and an inscription quoting the Second Amendment: "The Right of the People to Keep and Bear Arms." Where the symbols on the gun (not the gun itself) convey a political message, the gun likely represents a form of political speech itself. See Gaudiya Vaishnava Soc'y v. City and County of San Francisco, 952 F.2d 1059, 1063 (9th Cir. 1991) (holding that merchandise displaying political messages are entitled to First Amendment protection). Here, Nordyke is mounting a facial challenge. In this context, the presence of a handful of NRA Tribute Rifles at a show at which the vast majority of the prohibited guns bear no message whatsoever does not impugn the facial constitutionality of the Ordinance. See Roulette, 97 F.3d at 305; cf. Gaudiya, 952 F.2d at 1064-65 (upholding First Amendment challenge where case involved only merchandise bearing political messages). Thus, we agree with the district court's conclusion that the Ordinance does not unconstitutionally infringe expressive conduct. n3
n3 However, we note that our holding does
not foreclose a future as applied challenge
to the Ordinance.
[6] Next, Nordyke contends that the Ordinance's prohibition of gun possession on County property unconstitutionally burdens his right to commercial speech. We have previously held that the act of exchanging money for a gun is not "speech" for the purposes of the First Amendment. See Nordyke v. Santa Clara County ("Nordyke III"), 110 F.3d 707, 710 (9th Cir. 1997). In Nordyke III, the very same Nordykes that are before us in this case successfully challenged an addendum to a lease between the county and the fairgrounds operator that barred gun shows from the fairgrounds. The lease addendum held to be an unconstitutional infringement of commercial free speech rights in Nordyke III prohibited offers to sell guns. In contrast, the Ordinance here bars neither sales nor offers to sell, only possession. See Alameda County, Cal., Ordinance § 9.12.120(b). Nevertheless, Nordyke argues that the prohibition on possession makes the sale more difficult and sometimes impossible, stifling commercial speech.
[7] Pursuant to Nordyke III, the sale itself is not commercial speech. It is difficult to argue then that making the sale (non speech) more difficult by barring possession (non-speech) infringes speech. Nordyke cites no authority for this proposition. Nor is this the case of making a sale more difficult by barring speech. In cases such as Nordyke III, what renders the law unconstitutional is the interference with speech itself, not the hindering of actions (e g., sales) that are not speech. As possession itself is not commercial speech and a ban on possession at most interferes with sales that are not commercial speech, we agree with the district court's conclusion that the County's prohibition on possession does not infringe Nordyke's right to free commercial speech.
[8] Finally, we turn to Nordyke's challenge to the Ordinance on Second Amend-
ment grounds. The Second Amendment provides: "A well regulated Militia, being necessary to the security of a free State, the right of the people to keep and bear arms, shall not be infringed." U.S. Const. amend. II. The meaning of this amendment and the extent of the constitutional right it confers have been the subject of much scholarly and legal debate.
The "individual rights" view advocated by Nordyke has enjoyed recent widespread academic endorsement. See, e.g., Sanford Levinson, "The Embarrassing Second Amendment", 99 Yale L. J. 637 (1989); Eugene Volokh, "The Commonplace Second Amendment", 73 N.Y.U. L. Rev. 793 (1998). In addition, Nordyke finds support for the individual rights interpretation from our sister circuit's recent holding in United States v. Emerson, 270 F.3d 203 (5th Cir. 2001), that the Second Amendment "protects the right of individuals, including those not then actually a member of any militia or engaged in active military service or training, to privately possess and bear their own firearms." Id. at 260.
[9] We recognize that our sister circuit engaged in a very thoughtful and extensive review of both the text and historical record surrounding the enactment of the Second Amendment. And if we were writing on a blank slate, we may be inclined to follow the approach of the Fifth Circuit in Emerson . However, we have squarely held that the Second Amendment guarantees a collective right for the states to maintain an armed militia and offers no protection for the individual's right to bear arms. In Hickman v. Block, 81 F.3d 98, 102 (9th Cir. 1996), we held that "it is clear that the Second Amendment guarantees a collective rather than an individual right. Because the Second Amendment guarantees the right of the states to maintain armed militia, the states alone stand in the position to show legal injury when this right is infringed." (citations and internal quotation marks omitted).
[10] As a result, our holding in Hickman forecloses Nordyke's Second Amendment argument. We specifically held
there that individuals lack standing to raise a Second Amendment challenge to a law regulating firearms. Id. at 103. Because "Article III standing is a jurisdictional prerequisite," id. at 101, we have no jurisdiction to hear Nordyke's Second Amendment challenge to the Ordinance. See Ex parte McCardle, 74 U.S. (7 Wall.) 506, 514 (1868) ("Without jurisdiction the court cannot proceed at all in any cause. Jurisdiction is the power to declare the law, and when it ceases to exist, the only function remaining to the court is that of announcing the fact and dismissing the cause.").n4
n4 We should note in passing that in
Silveira v. Lockyer, 312 F.3d 1052
(9th Cir. 2002), another panel took it upon
itself to review the constitutional
protections afforded by the Second Amendment
even though that panel was also bound by our
court's holding in Hickman. The
panel in Silveira concluded that
analysis of the text and historical record
led it to the conclusion that the collective
view of the Second Amendment is correct and
that individual plaintiffs lack standing to
sue.
However, we feel that the Silveira
panel's exposition of the conflicting
interpretations of the Second Amendment was
both unpersuasive and, even more
importantly, unnecessary. We agree with the
concurring opinion in Silveira: "
[W]e are bound by the Hickman
decision, and resolution of the Second
Amendment issue before the court today is
simple: plaintiffs lack standing to sue for
Second Amendment violations because the
Second Amendment guarantees a collective,
not an individual, right." Silveira v.
Lockyer, 312 F.3d 1094 (9th Cir.2002)
(Magill, J., concurring). This represents
the essential holding of Hickman and
is the binding law of this circuit.
There was simply no need for the
Silveira panel's broad digression.
In a recent case, an individual plaintiff
cited to the Fifth Circuit's holding in
Emerson and argued that the Second
Amendment protects an individual right to
bear arms. United States v.
Hinostroza, 297 F.3d 924, 927 (9th Cir.
2002). However, we summarily, and properly
as a matter of stare decisis, rejected the
Second Amendment challenge on the grounds
that it is foreclosed by this court's
holding in Hickman.
Therefore, despite the burgeoning legal
scholarship supporting the "individual
rights" theory as well as the Fifth
Circuit's holding in Emerson, the
Silveira panel's decision to
re-examine the scope and purpose of the
Second Amendment was improper. Because
"only the court sitting en banc may overrule
a prior decision of the court," Morton v.
De Oliveira,
For the foregoing reasons, the district court's denial of Nordyke's application for a preliminary injunction must be
AFFIRMED.
GOULD, Circuit Judge, Specially Concurring:
I join the court's opinion, and write to
elaborate that Hickman v. Block, 81
F.3d 98 (9th Cir. 1996), was wrongly
decided, that the remarks in Silveira v.
Lockyer, 312 F.3d 1052 (9th Cir. 2002),
about the "collective rights" theory of the
Second Amendment are not persuasive, and
that we would be better advised to embrace
an "individual rights" view of the Second
Amendment, as was adopted by the Fifth
Circuit in United States v. Emerson,
270 F.3d 203, 260 (5th Cir. 2001),
consistent with United States v.
Miller, 307 U.S. 174 (1939). n1 We
should recognize that individual citizens
have a right to keep and bear arms, subject
to reasonable restriction by the government.
n2 We should also revisit whether the
984 F.2d 289, 292 (9th Cir. 1993), the
Silveira panel was bound by
Hickman, and its rather lengthy
re-consideration of Hickman was
neither warranted nor constitutes the
binding law of this circuit. Accordingly,
we ignore the Silveira panel's
unnecessary historical disquisition as the
dicta that it is and consider ourselves
bound only by the framework set forth in
Hickman.
n1 This view is the current view of the
United States. See Opposition to Petition
for Certiorari in United States v.
Emerson, No. 01-8780 at 19 n.3,
available at
http://www.usdoj.gov/osg/briefs/2001/0respon
ses/20018780.resp.pdf
("The current position of the United States
. . . is that the Second Amendment more
broadly protects the rights of individuals,
including persons who are not members of any
militia or engaged in active military
service or training, to possess and bear
their own firearms, subject to reasonable
restrictions. . . .").
n2 Emerson, 270 F.3d at 260. See also
Memorandum from the Attorney General [John
Ashcroft] to all United States Attorneys,
Re: United States
requirements of the Second Amendment are
incorporated into the Due Process Clause n3
of the Fourteenth Amendment. n4
v. Emerson, Nov. 9, 2001. ("The
[Emerson] opinion also makes the
important point that the existence of this
individual right does not mean that
reasonable restrictions cannot be imposed to
prevent unfit persons from possessing
firearms or to restrict possession of
firearms particularly suited to criminal
misuse.").
n3 Whether and to what extent the Bill of
Rights should be incorporated into the Due
Process Clause of the Fourteenth Amendment
is a question that has intrigued many. See
Felix Frankfurter, "Memorandum on
'Incorporation' of the Bill of Rights into
the Due Process Clause of the Fourteenth
Amendment," 78 Harv. L. Rev. 746
(1965); Hugo Lafayette Black, "A
Constitutional Faith," at xvi-vii, 34-42
(1968); William J. Brennan Jr., "The Bill
of Rights and the States," 36 N.Y.U. L.
Rev. 761 (1961); William J. Brennan Jr.,
"The Bill of Rights and the States: The
Revival of State Constitutions as Guardians
of Individual Rights," 61 N.Y.U. L.
Rev. 535 (1986); Duncan v.
Louisiana, 391 U.S. 145, 171-193, 20
L.Ed. 2d 491, 88 S.Ct. 1444 (1968) (Harlan,
J., dissenting); Erwin N. Griswold, "Due
Process Problems Today in the United
States," in The Fourteenth Amendment
161, 164 (Bernard Schwartz ed., 1970); Akhil
Reed Amar, "The Bill of Rights and the
Fourteenth Amendment", 101 Yale L.
J. 1193 (1992).
The Silveira majority states that
United States v. Cruikshank, 92 U.S.
542, 23 L.Ed. 588 (1876), and Presser v.
Illinois, 116 U.S. 252, 29 L.Ed. 615, 6
S.Ct. 580 (1886), cases holding that the
Second Amendment is not applicable to the
states, "were decided before the Supreme
Court held that the Bill of Rights is
incorporated by the Fourteenth Amendment's
Due Process Clause." Silveira, 312 F.
3d at 1066 n.17. These remarks of
Silveira on incorporation are
overbroad and inaccurate. Many Amendments
of the Bill of Rights have been incorporated
against the states. See, e.g., Duncan v.
Louisiana, 391 U.S. 145 (1968) (right to
criminal jury); Malloy v. Hogan, 378
U.S. 1 (1964) (privilege against compelled
self-incrimination; .New York Times Co.
v. Sullivan, 376 U.S. 254, 11 L.Ed. 2d
686, 84 S.Ct. 710 (1964) (freedom of speech
and press)); Abington Sch. Dist. v.
Schempp, 374 U.S. 203, 10 L.Ed. 2d 844,
83 S.Ct. 1560 (1963) (nonestablishment of
religion); Gideon v. Wainwright, 372
U.S. 335 (1963) (right to counsel); Mapp
v. Ohio, 367 U.S. 643 (1961) (exclusion
of evidence obtained by unreasonable search
and seizure). However, the entire Bill of
Rights has not been incorporated into the
Fourteenth Amendment's Due Process Clause.
See John E. Nowak & Ronald D. Rotunda,
Constitutional Law 332-334 (4th ed.
1991).
We have held that the Second Amendment is
not incorporated and does not apply to the
states. Fresno Rifle and Pistol Club,
Inc. v. Van de Kamp, 965 F.2d 723 (9th
Cir. 1992). If Fresno controls, then
the Second Amendment cannot be considered to
apply to state and local regulation.
Fresno in turn is grounded on
Cruikshank and Presser.
Silveira urges that Cruikshank
and Presser have been undermined,
asserting that Barron v. Baltimore,
32 U.S. 243 (1833) (holding that the Bill of
Rights does not apply to the states), on
which Cruikshank and Presser
relied, is "now-rejected." Silveira,
312 F.3d at 1066 n.17.
Although the Supreme Court has incorporated
many clauses of the Bill
of Rights into the Due Process Clause of the
Fourteenth Amendment, the Supreme Court has
never explicitly overruled Barron.
More importantly, the Supreme Court has
never explicitly overruled Cruikshank
and Presser. If reconsideration of
Fresno is nonetheless permissible, we
must ask whether the liberty guaranteed by
the Second Amendment is protected by the Due
Process Clause of the Fourteenth Amendment.
The Due Process Clause of the Fourteenth
Amendment protects those liberties which are
"deeply rooted in this Nation's history and
tradition, and implicit in the concept of
ordered liberty, such that neither liberty
nor justice would exist if they were
sacrificed." Washington v.
Glucksberg, 521 U.S. 702, 721 (1997)
(internal quotation marks and citations
omitted). To the extent that the Second
Amendment was aimed at maintaining an armed
citizenry and local power as a check against
the possibility of federal tyranny, that
purpose is not directly applicable to the
states, and a Second Amendment restraint on
the states in this sense is not implicit to
the concept of ordered liberty. No single
state could foreclose liberty of its
citizens when faced with the collective
power of the federal government and other
states. On the other hand, as
Presser recognized, the vitality of
the Second Amendment's protection for
national defense and for preservation of
freedom depends on the premise that the
states cannot disarm the citizenry.
Presser, 116 U.S. at 264-266 ("It is
undoubtedly true that all citizens capable
of bearing arms constitute the reserved
military force or reserve militia of the
United States as well as of the states, and,
in view of this prerogative of the general
government, as well as of its general
powers, the states cannot, even laying the
constitutional provision in question out of
view, prohibit the people from keeping and
bearing arms, so as to deprive the United
States of their rightful resource for
maintaining the public security, and disable
the people from performing their duty to the
general government.") In this respect,
maintenance of an armed citizenry might be
argued to be implicit in the concept of
ordered liberty and protected by the Due
Process Clause of the Fourteenth Amendment.
n4 Another potential avenue for
incorporation is via the Privileges and
Immunities Clause of the Fourteenth
Amendment which also may convey restrictions
of the Second Amendment on the states. See
Akhil Reed Amar, "The Second Amendment: A
Case Study in Constitutional
Interpretation," 2001 Utah. L. Rev.
889, 898-899. See also Laurence H. Tribe,
"Taking Text and Structure Seriously:
Reflections on Free-Form Method in
Constitutional Interpretation," 108 Harv.
L. Rev. 1221, 1297 n.247 (1995)
(advocating use of the Privileges and
Immunities Clause and calling for
Slaughter-House Cases, 83 U.S. 36 (1872), to
be overruled in order to accomplish this
goal). I express no view on this theory.
Our panel is bound by Hickman, and we
cannot reach the merits of Nordyke's
challenge to Second Amendment. But the
holding of Hickman can be discarded
by our court en banc or can be rejected by
the Supreme Court if it decides to visit the
issue of what substantive rights are
safeguarded by the Second Amendment. n5
I write to express disagreement with the
"collective rights view" advanced in
Hickman and Silveira because I
conclude that an "individual rights view" of
the Second Amendment is most consistent with
the Second Amendment's language, structure,
and purposes, as well as colonial experience
and pre-adoption history. n6
n5 The Supreme Court's Second Amendment
cases have displayed limited analysis of the
structure and meaning of the Second
Amendment. See generally 1 Laurence
H. Tribe, American Constitutional
Law 894-902 (3d ed. 2000). The Supreme
Court in any appropriate case, however, may
decide to review and clarify Second
Amendment theory and application, and, as
Justice Thomas has remarked, "determine
whether Justice Story was correct when he
wrote that the right to bear arms 'has
justly been considered, as the palladium of
the liberties of a republic. ' " Printz
v. United States, 521 U.S. 898, 938-939
(1997) (Thomas, J., concurring) (quoting 3
Joseph Story,Commentaries § 1890,
p. 746 (1833)).
n6 In addition to the Fifth Circuit, see
Emerson, 270 F.3d at 264, many scholars
have reached this conclusion. See, e. g.,
Don B. Kates, Jr., "Handgun Prohibition and
the Original Meaning of the Second
Amendment", 82 Mich. L. Rev. 204,
211-43 (1983) (advocating the individual
rights view); Sanford Levinson, "The
Embarrassing Second Amendment," 99 Yale
L. J. 637, 642 (1989) (same); Robert E.
Shalhope, "The Ideological Origins of the
Second Amendment," 69 J. Am. Hist.
599 (1982) (same); William Van Alstyne, "The
Second Amendment and the Personal Right to
Arms," 43 Duke L. J. 1236, 1253
(1994) (same); but see Michael C. Dorf,
"What Does the Second Amendment Mean Today,"
76 Chi.-Kent L. Rev. 291, 294
The Second Amendment provides: "A well
regulated Militia, being necessary to the
security of a free State, the right of the
people to keep and bear Arms, shall not be
infringed." U.S. Const. amend. II.
Because the "collective rights" view of
Hickman and Silveira relies on
the Second Amendment's introductory clause,
it denigrates the right "of the people" and
seeks to limit that right to participation
in militia activity. The first eight
Amendments of the Bill of Rights protect
personal rights of the people. The
introductory clause of the Second Amendment
provides one justification, not the sole
one, for the personal right that is granted.
The introductory clause cannot properly be
read to eliminate the substantive protection
of "the right of the people." Limiting the
Second Amendment's protection to collective
rights of militias affronts the most basic
protections of the Second Amendment. The
subject of the Second Amendment is the right
of the people to keep and bear arms; the
text of the Second Amendment protects that
right from infringement.
Also, the "collective rights" view of the
Silveira majority gives too little
weight to the Second Amendment's protection
of a right to "keep" arms. The
Silveira majority seeks to enhance
collective rights theory by contending that
to "bear" arms has a military meaning.
Silveira, 312 F.3d at 1072. But the
Second Amendment's literal terms are
conjunctive. The Silveira majority
urges that "keep and bear" should be read
together. Id. at 1074. Though the
terms are related, the distinct
(2000) (advocating a collective rights
view); Jack N. Rakove, "The Second
Amendment: The Highest Stage of
Originalism," 76 Chi-Kent L. Rev.
103, 124 (2000) (same); David Yassky, "The
Second Amendment: Structure, History and
Constitutional Change," 99 Mich. L.
Rev., 597 (2000) (arguing that "the
Founders' overriding concern was to ensure
that the new nation's military force would
be composed of state militias instead of, or
at least in addition to, a federal standing
army").
right to "keep" arms is individual and a
helpful antecedent to bearing arms in a
militia.
The Silveira majority also urges that
the word "keep" has no independent content
because the Second Amendment does not
protect a right to "own" or a right to
"possess" arms. Id. at 1072 ("We
consider it highly significant, however,
that the second clause does not purport to
protect the right to 'possess' or 'own', but
rather to 'keep and bear' arms."). This
argument is not valid. First, ownership is
irrelevant. One can keep arms that belong
to a friend or relative, and a bailee of
arms can protect a homestead or serve in a
militia. Second, as for the argument that
the Second Amendment doesn't say "possess"
arms, consider the American Heritage
dictionary's first definition of "keep": "to
retain possession of." American Heritage
Dictionary 3d ed. 1974); see also
Thomas Sheridan, Complete Dictionary of
the English Language6th ed. 1796)
(defining "to keep" as "[t]o retain; to have
in custody"); Samuel Johnson, Dictionary
of the English Language (7th ed. 1785)
(defining "to keep" as "to retain; not to
lose" and also "[t]o have in custody.").
Because literally a right to "keep" arms
means a right to possess arms,
Silveira's argument, to the extent
that it rests on a distinction between
"keep" and "possess," is not persuasive.
Third, Silveira's argument that a
right to "keep" arms is subordinate to a
right to "bear" arms sidesteps the literal
conjunctive language of the Amendment and
misconstrues the nature of a militia in
which ordinary citizens contribute their
personal arms to, and risk their lives for,
the Nation's defense.
The conclusion that the Second Amendment's
language supports an individual right to
"keep and bear arms" is strengthened when we
consider the nature and meaning of the term
"Militia." The Second Amendment's language
indicates that the "Militia" rests upon the
shoulders of the people. As Professor Akhil
Amar has explained, "the militia were the
people and the people were the militia."
Akhil Reed Amar, "The Second Amendment: A
Case Study in Constitutional
Interpretation," 2001 Utah. L. Rev.
889, 892. He further explained that an
earlier draft of the Amendment recited that
the militia would be "composed of the body
of the people." Id. (citing The Complete
Bill of Rights 170-173) (Neil H. Cogan,
ed., 1997).
Perhaps most importantly, the Second
Amendment's purposes strongly support the
theory of an individual right to "keep and
bear" arms. The Second Amendment serves at
least the following two key purposes: (1) to
protect against external threats of
invasion; and (2) to guard against the
internal threat that our republic could
degenerate to tyranny. n7 The purpose of
militia to oppose external threat and
preserve the national security is apparent
from the face of the Second Amendment. The
purpose of militia to check potential
tyranny of a national government is implicit
and is documented by contemporaneous
parallel provisions of state constitutions.
n8
n7 On the general problem of risks that a
democratic republic may not endure, a
classic work, first published in 1885 by
nineteenth-century legal scholar Sir Henry
Sumner Maine, is Popular Government
(Liberty Classics 1976).
n8 A few examples from state constitutions
illustrate the point:
"[T]he people have a right to bear arms for
the defence of themselves and the state; and
as standing armies in the time of peace are
dangerous to liberty, they ought not to be
kept up; And . . . the military should be
kept under strict subordination, to, and
governed by, the civil power." Penn. Const.
Declaration of Rights, cl. XIII (1776)
"[T]he people have a right to bear arms for
the defence of themselves and the State --
and as standing armies in time of peace are
dangerous to liberty, they ought not to be
kept up; and . . . the military should be
kept under strict subordination to and
governed by the civil power." Vt. Const.
ch. I., art. 16 (1777)
This view is also reinforced by English and
colonial history. English history shows
constant recourse to militia to withstand
invading forces that arrived not rarely from
England's neighboring lands. See generally
2 Winston S. Churchill, History of the
English Speaking Peoples: The New World
(Dodd, Mead, & Co. 1966); 3 Winston S.
Churchill, History of the English
Speaking Peoples: The Age of Revolution
(Dodd, Mead, & Co. 1967). In the colonies,
not only soldiers, but also farmers,
merchants, and statesmen typically owned
weapons, and there can be no doubt that
militia played important roles in defending
the colonies in the seventeenth and
eighteenth centuries and during the
revolutionary break with Great Britain.
Those who debated and framed the Bill of
Rights were educated in practical political
concepts and doubtless recognized that an
opening gambit for tyrants is to disarm the
public. n9 If the Second Amendment is held
to protect only a state-regulated militia,
then there would be no constitutional bar to
a federal government outlawing possession of
all arms by hunters and those with
legitimate needs for protection. A general
confiscation of guns could become the order
of the day. I believe that result is
foreclosed by the salient purpose of the
n9 "One of the ordinary modes, by which
tyrants accomplish their purposes without
resistance, is, by disarming the people, and
making it an offense to keep arms, and by
substituting a regular army in the stead of
a resort to the militia. The friends of a
free government cannot be too watchful, to
overcome the dangerous tendency of the
public mind to sacrifice, for the sake of
mere private convenience, this powerful
check upon the designs of ambitious men."
Joseph Story, A Familiar Exposition of
the Constitution of the United States
§ 450, p. 246 (1840).
Second Amendment to guard against tyranny,
and that an individual right to keep and
bear arms must be recognized.
It does not follow that such a right is
absolute. The Bill of Rights, though
robust, must be interpreted in light of
societal needs. For example, even the broad
protections of free speech in the First
Amendment do not protect a person who
"falsely shout[s] fire in a theatre and
caus[es] a panic." Schenck v. U.S.,
249 U.S. 47, 52 Ohio L. Rep. 149
(1919) (Holmes, J.). Similarly, the Fourth
Amendment's general requirement of a warrant
for a search permits exceptions for exigent
circumstances. See Payton v. New
York, 445 U.S. 573 (1980). And though
recognizing an individual right to keep and
bear arms, government can within due bounds
regulate ownership or use of weapons for the
public good. We would make progress if the
Supreme Court were to establish a doctrine
of an individual Second Amendment right
subject to reasonable government regulation.
The decisional chips would thereafter fall
where they may on the basis of particular
cases and the delicate balance of their
precise facts, aided by the complementary
efforts of lawyers, scholars and judges.
n10 The law would best put aside extreme
positions and adopt an assessment of
reasonableness of gun regulation, for this
would place us on the right track. n11
n10 The law develops through interdependent
actions of academics advancing theories,
advocates championing them in litigation,
and Judges making decisions that clarify
doctrine. The process is ongoing, for after
decisions, academics will critique and offer
suggested improvements, advocates will bring
cases arguing what Judges said as refined by
academic feedback, and more refined
decisions result from this process. See
Hon.Wade H. McCree, Jr., "The Annual John
Randolph Tucker Lecture, Partners in a
Process: The Academy and the Courts," 37
Wash. & Lee. L. Rev. 811, 1041
(1981).
n11 In my view it is an error, though
understandable one, to view the Second
Amendment exclusively or primarily with the
issue in mind of whether it constrains gun
control. That controversial issue, as
important as it may be, can be a distorting
lens through which to view the Amendment if
it clouds judgment and prevents
understanding of the basic purposes of the
Second Amendment. Instead, the Second
Amendment should be con-
Restricting the Second Amendment to
"collective rights" of militias and ignoring
individual rights of the people betray a key
protection against the recurrent tyranny
that may in each generation threaten
individual liberty. n12 The Silveira
majority takes the position that the
Framers' concerns to check the possibility
of a Federal government tyranny are
sufficiently answered by reading the Second
Amendment merely to ensure that the states
could not be barred from funding
state-organized militia. Silveira,
312 F.3d at 1085. I disagree. The Second
Amendment cannot properly be interpreted to
entrust the freedom of the people to the
premise that state governments would arm a
self-reliant people and protect the people
against a federal tyranny. The practical
concept of militia contemplates an armed
citizenry capable of rising up, with what
arms they hold or can find, to defeat,
resist or at minimum delay an invader until
more organized power can be marshalled. The
likelihood of broad resistance from an armed
citi-
sidered in light of its core purposes of
protecting the nation's safety from external
threat or internal tyranny. However,
recognition of individual right in the
Second Amendment, to protect national
security, is not inconsistent with
reasonable regulation, which may be
permissible under several theories: (1) all
weapons are not "arms" within the meaning of
the Second Amendment; (2) "arms" protected
may be limited to those consistent with use
by an organized military force, as suggested
in Miller; and (3) important government
interests may justify reasonable regulation.
n12 We should instead heed the observations
of President John F. Kennedy on the Second
Amendment, which have remaining vitality:
John F. Kennedy, "Know Your Lawmakers,"
Guns, April 1960, at 4.
zenry is a deterrent to any would be
invader. Equally important, the practical
concept of militia, embracing an armed
citizenry, stands to deter risk of
government degradation to tyranny. This
concept is weakened by Silveira's
premise that the citizens could rely on
their states to be an arsenal and repository
for arms, and otherwise have no right.
The Second Amendment protects not the rights
of militias but the rights "of the people."
It protects their right not only to "bear
arms," which may have a military
connotation, but to "keep arms," which has
an individual one. By giving inadequate
weight to the individual right to keep arms,
the Silveira majority does not do
justice to the language of the Second
Amendment and disregards the lesson of
history that an armed citizenry can deter
external aggression and can help avoid the
internal danger that a representative
government may degenerate to tyranny. The
right to "keep and bear arms" is a
fundamental liberty upon which the safety of
our Nation depends, and it requires for its
efficacy that an individual right be
recognized and honored.
I reach this conclusion despite a
recognition that many may think that these
ideas are outmoded, that there is no risk in
modern times of our government becoming a
tyranny, and that there is little threat
that others would invade our shores or
attack our heartland. However, the Second
Amendment was designed by the Framers of our
Constitution to safeguard our Nation not
only in times of good government, such as we
have enjoyed for generations, but also in
the event, however unlikely, that our
government or leaders would go bad. And it
was designed to provide national security
not only when our country is strong but also
if it were to become weakened or otherwise
subject to attack. As the people bear the
risk of loss of their freedom and the pain
of any attack, our Constitution provides
that the people have a right to participate
in defense of the Nation. The Second
Amendment protects that fundamental right.
(Text continued on page 2231)
"[T]he people have a right to bear arms, for
the defence of the State; and, as standing
armies, in time of peace, are dangerous to
liberty, they ought not be kept up; and that
the military should be kept under strict
subordination to, and governed by, the civil
power." N. C. Declaration of Rights, §
XVII (1776)
"[A] well regulated militia, composed of the
body of the people, trained to arms, is the
proper, natural, and safe defense of a free
state; . . . standing armies, in time of
peace, should be avoided as dangerous to
liberty; and . . . in all cases the
military should be under strict
subordination to, and governed by, the civil
power." Va. Const. art. I., § 13
(1776).
"By calling attention to 'a well regulated
militia,' the 'security' of the nation, and
the right of each citizen 'to keep and bear
arms,' our founding fathers recognized the
essentially civilian nature of our economy.
Although it is extremely unlikely that the
fears of governmental tyranny which gave
rise to the Second Amendment will ever be a
major danger to our nation, the Amendment
still remains an important declaration of
our basic civilian-military relationships,
in which every citizen must be ready to
participate in the defense of his country.
For that reason I believe the Second
Amendment will always be important."
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