Chapter One, The English Background
Chapter Two, Militia in the Colonies
Chapter Three, The American Revolution
Chapter Four, Militia in the Early National Period This file
Chapter Five, Jeffersonian Militia and the War of 1812
Chapter Six, Decline of the Militia; Rise of the Volunteers
Chapter Seven, Civil War
Chapter Eight, Reconstruction; Birth of the National Guard
Chapter Nine, The War with Spain
Chapter Ten, Reorganization, 1900-1916
Chapter Eleven, The National Guard in World War I
Chapter Twelve, The National Guard Between World Wars
Chapter Thirteen, World War II
Chapter Fourteen, The Immediate Post War Period
Chapter Fifteen, The Eisenhower Administration
Chapter Sixteen, The Turbulent 1960s
Chapter Seventeen, The Guard in the 1970s
Chapter Eighteen, Conclusion
CHAPTER FOUR
Early National Period
The Continental
Congress established a committee to work out a
charter of government in 1776, but the document
that committee produced was not ratified until
1781 because other issues demanded prior
treatment. The delayed document was the Articles
of Confederation. It created a decentralized
government with sovereignty vested in the
states. It was a "firm league of friendship," in
which the individual states pledged to defend
each other. The bulk of the armed forces of the
Revolution had already percolated back into the
population; the term "army" appeared only once
in the articles.
1
But the document did declare that "Every state
shall always keep up a well regulated and
disciplined militia, sufficiently armed and
accoutered, and shall provide, and constantly
have ready for use, in public stores, a due
number of field pieces and tents, and a proper
quantity of arms, ammunition, and camp
equipage."
2
All officers called to active duty by the
Congress of the Confederation below the rank of
colonel were to be appointed by the states, but
colonels and generals were to be appointed by
the United States "in Congress Assembled."
Congress had the power to declare war. No state
was to maintain an army or a navy in time of
peace without the consent of Congress. Yet the
Articles authorized no sanctions to enforce
these war powers, leaving the situation as it
had been in pre-Revolutionary days between the
colonies and Great Britain. The central
government could requisition men and money from
the states, but it could not compel their
delivery. The same limitation applied to the
responsibility of the states to keep a
well-regulated and disciplined militia.
government and those who wanted sovereignty to
reside with the states. The advocates of state
sovereignty expected the new nation to rely
principally on militia, whereas their opponents
stressed the need for effective standing forces.
Military affairs received little attention in
the debate, conducted in secret sessions from
May until September, because centralizers were
in the majority. The delegates approved the
principal military articles of what became the
Constitution on August
27, 1787.
7
ratifying conventions were more concerned with
foreign aggression than with internal
subversion. As a result, the ratified
Constitution contained adequate legal basis for
a standing army if Congress chose to create one.
On this matter the anticentralists were defeated
But in the clauses pertaining to the militia
they came close to achieving their objectives.
Here, as in the entire Constitution, the object
was to prevent the accumulation of overwhelming
power in any person or agency. The method used
was to split power into fragments, and no part
of the document was this done in more detail
than in the militia clauses. Congress received
authority to organize, arm, and discipline the
militia; the states, the power to appoint
officers and to train the citizen soldiers
according to the discipline prescribed by
Congress. Not the president but Congress
acquired the authority to summon the state
militias into federal service, for three
specific tasks only: execute the laws of the
Union, to suppress insurrections, and to repel
invasion.
reverse which side prevailed in military
matters? During the pre-Civil War period, the
decentralizers seem to have gained the most. The
standing forces were small, and when expanded
for short wars were supplemented by drawing
citizen soldiers of one sort or another into
federal service, using state mechanisms. Control
of the militia rested almost totally with the
states. Indeed, the emphasis did not shift until
the twentieth century. In the two World Wars and
in the intervals of peace, the federal
government steadily assumed power over the
successor of the militia, the National Guard.
The lean wording of the Constitution, of course,
made it possible for the generations succeeding
the framers to adopt any interpretation that
seemed at the time to satisfy the competing
interests and assure national security. Even
though the historical process forced the United
States to move toward centralization, the
existence of the militia, and later the National
Guard, insured retention in military affairs of
involvement of the states, as mandated in the
Constitution.
known as "levies," similar to militia because of
their short (six months) tour of service and
similar to regulars because they had no
relationship to any state government.
16
In spite of Washington’s warning of the danger,
St. Clair led his men into an ambush on November
4, 1791, losing one-third of his men. In
proportion to numbers involved, this was the
severest disaster to American arms up the Battle
of the Little Big Horn in 1876. St. Clair
defended his loss by emphasizing the lack of
experience and the insubordination of the
militia and the levies.
17
Congress, not satisfied with this explanation
and horrified by the result of the campaign,
conducted its first investigation into the
operations of the commander-in-chief.
Washington turned over all related papers, and
on the basis of these the investigators found
some errors in judgment, but they did not
heavily censure anyone. The precedent set for
thousands of subsequent hearings was of far more
importance than the findings. Two defeats and an
investigation, coupled with indignation on the
frontier, caused the Washington administration
to prepare more carefully than before to send
out a third punitive expedition. The result was
a reorganization in which the United States Army
was reshaped into the Legion of the United
States; and the Legion, commanded by Major
General Anthony Wayne, defeated the Northwest
Indians in 1794, with little support from the
citizen soldiery.
approved the Knox plan and submitted it to
Congress on January 21, 1790. He and the
secretary of war both felt the need for urgent
action on the militia, but the Congress
repeatedly set the Knox Plan aside to address
other pressing issues.
19
Despite intermittent and sometimes sharp debate,
two years and four months elapsed before
Congress passed An Act more effectually to
provide for the National Defense by establishing
an Uniform Militia throughout the United
States on May 8, 1792. This law gave the
militia whatever slight central direction it was
to have for 111 years. It stated that all free,
able-bodied white men, aged 18-45, owed military
service to both state and nation. It further
directed the eligible males to furnish
themselves with proper firearms and
accouterments. Certain categories of men were
exempt from service and the law authorized the
states to expand further their own lists of
exemptions.
20
sented Knox’s plan to Congress to create from
the diverse militias a workable national
reserve. This reserve might be called to active
rice for any of the three missions stipulated in
the Constitution. Congress rejected this
objective and in effect remanded control of the
militias to the states. Future application of
the law to supplement the lar army proved it to
be haphazard and uncertain in its results.
23
On May 2, 1792, Congress passed another statute
vital to the future the militia. Entitled An
Act to Provide for Calling Forth the Militia to
Execute the Laws of the Union, Suppress
Insurrections and Repel Invasions,
24
it delegated to the president some of Congress’s
power to call the militia into federal service.
Upon invasion or the threat of it, it empowered
the president to summon as many troops from
areas adjacent to the danger as he deemed
necessary and to issue orders to any officer so
summoned, bypassing the governor. In addition,
the law transferred part of the power in cases
of insurrection or for execution of the laws
from Congress to the president. Here, however,
the chief executive might not act alone, he
could summon militia for internal disorders only
if a federal judge notified him that civil
authority was insufficient When insurgents were
involved, the president was required to order
them to disperse and allow adequate time for
compliance before resorting to militia force.
Clearly, the antiFederalists in Congress feared
interference by the federal government in their
internal affairs more than its help to repulse
an invasion. Unlike the Uniform Militia Act,
this one provided sanctions for failure to
answer summons from the president. Why, then,
did Congress make this law enforceable and the
other one unenforceable? The answer is probably
that the legislators felt no strong objection to
the president’s involvement in affairs too
difficult for the states to handle (repelling
invasion), but were, on the contrary, most
unwilling to create a national militia capable
of being turned against the states and thus
leaving the states a prey to possible federal
despotism. The act confirmed long-standing
custom in limiting the compulsory term of any
militiaman in federal service to three months in
a year.
color to serve in secondary capacities, usually
not to bear arms. Most provided for the election
of company officers, but they varied on the ways
in which higher officers were selected. Also
diverse were provisions requiring the frequency
of training. The Uniform Militia Act had left
that entirely to the states. In states where
there was clear and present danger as well as in
those which had long-established systems,
training days were frequent. In other cases,
training might not be required more than once a
year. All states affirmed the duty of the
individual to arm himself, but some made
provision to supply those persons who could not
do so. The New England states in particular had
maintained arsenals since colonial times. The
slave states continued to require militiamen to
do patrol duty to discourage slave
insurrections.
26
appeared to be the most serious threat.
29
The militia of Bucks County gathered, not to
enforce the law but to hunt down the assessors.
A the nucleus of which was militia, marched
toward Bethlehem to free prisoners taken by a
federal marshal. John Adams, unlike Washington,
reacted to this threat by sending a small
detachment of regulars and volunteers to subdue
the rebels. William Duane denounced these for
their brutality, whereupon some of them dragged
him into street and flogged him.
30
convention with the French Directorate, which
ended the threat from France. The convention
with France split Adams’s party and in effect
sustained the Republican position. George Cabot,
a High Federalist, said ruefully: "The whole
world is becoming military, and if we are wholly
otherwise we shall be as sheep among wolves."
34
Adams did not agree that the United States was
otherwise. He believed that four institutions
had made his own New England great: militia,
towns, schools, and churches.
35
Although a member of the right wing of the
Republican Party, John Randolph of Roanoke
agreed with the president about the militia:
Despite the policy of the Federalists to enlarge
the regular services, the era following the
American Revolution stands out as a high point
in the history of the militia, a time when it
was performing particularly well. The Uniform
Militia Act amounted to virtual abdication by
the federal government of all authority over the
state militias. As a consequence, the states
acted upon the recommendations of Congress
according to their diverse needs. An effective
militia was easiest to develop in areas of dense
population. Though the frontiersman did more
fighting than his urban brothers, he did it most
often in ad hoc groups that were short on
military characteristics. Like his chief
adversary, the Indian, he was usually an
individual fighter. When necessity caused him to
join others, the resulting combined action was
unsystematic. If his operations happened to have
true military cohesion, it was because of
dynamic leadership. Even such leadership seldom
overcame the pervasive lack of organization for
supply. This lack was most likely to be overcome
in densely populated areas where men were more
used to cohesive action.
37
firearms, but were lenient since many a yokel
had only a shotgun. Toward noon the general or
even the governor might arrive, and then all
units would combine for regimental maneuvers. At
the appropriate break, local folk often served a
heavy repast accompanied by much imbibing. After
a rest period, there would be more drill, and
finally, the day's c1imax, a sham battle. The
cavalry charged, the infantry rattled away with
blank cartridges; even the artillery, wadding
their guns with rags, blasted until their pieces
were hot. With the noise and smoke, ladies
screamed and children yelled. When all was over
at sunset, the crowd, desperately tired,
straggled home.
the field and was short of needed items. Once
again, Massachusetts and Connecticut were
exceptions to this general indifference. They
each town to keep on hand specified quantities
of powder, flints, lead, and camp equipment.
Selectmen were responsible for ring these
requirements and could be fined individually if
their were delinquent.
49
In other states the governor and the adjutant
had only themselves to rely on in supply matters
until the governor appointed an officer for some
special excursion. When the United States
summoned militia into United States service,
either the state or the federal government
entered into contracts with private suppliers
for food. Such contracts stipulated the price
per ration, that is food per man per day.
Suppliers entered the agreements for profit, but
they were often frustrated. To avoid loss or
increase profit, some of them cheated on
quantity and quality.
50
All in ill, the contract system for food supply
was unsatisfactory to everyone Involved. It
demonstrated the fallacy of habitually waiting
until a crisis arose, then trying to improvise a
food supply.
poor objected to this discrimination, and the
thoughtful rich objected to it because it meant
entrusting their property to men who had no
property.
53
But in spite of complaints, the laws, modified
by experience, remained in effect. In practice,
however, fines were carelessly collected and
failed to achieve their purpose.
carry out its Constitutional obligation at all
times to protect the several states from
invasion. But the states, in protecting their
own borders during the 1790s, sought to pass the
costs on to the federal government. After long
delays and much bickering, Congress usually
authorized payment,
58
and in this indirect manner, at least, fulfilled
its obligation to defend the states. The method
was expensive, but at the same time it magnified
the role of the citizen soldier and minimized
that of the army.
1. Don Higginbotham, The War of American
Independence (Macmillan,
1971), pp. 206, 438.
text@note1
2. The Articles of Confederation are printed
in most anthologies of documents on United
States history. See, for example, Documents
of American History to 1898, Henry Steele
Commager, ed. (8th ed., AppletonCentury-Crofts,
1968), pp. 111-116.
text@note2
3. John K Mahon, "Pennsylvania and the
Beginnings of the Regular Army," Pennsylvania
History (Jan. 1954), pp. 33-43; James Ripley
Jacobs, The Beginnings of the U. S. Army,
1783-1812 (Princeton, 1947), chap. 2, pp.
13-39.
text@note3
4. Richard G. Stone, Jr., The Brittle
Sword: The Kentucky Militia 1776-1912 (Univ.
Press of Kentucky, 1977), p. 21.
text@note4
5. John Bakeless, Background to Glory: The
Life of George Rogers Clark (Lippincott,
1957), pp. 319-321; Temple Bodley, George
Rogers Clark (Houghton-Mifflln, 1926), pp.
199-206, 282-286.
text@note5
6. For detail on Shays’ Rebellion, see Marion
L. Starkey, A Little Rebellion (Knopf,
1955); see also Richard H. Kohn, Eagle and
Sword; The Federalists and the Creation of the
Military Establishment in America, 1783-1802
(Free Press, 1975), pp. 74, 75.
text@note6
7. For general information on the division of
opinion, see Merrill Jensen, The New
Nation (Knopf, 1950).
text@note7
8. Kohn, Eagle, p. 83.
text@note8
9. Higginbotham, Independence, pp. 455
-456; Charles A. Lofgren, "Compulsory Military
Service under the Constitution: The Original
Understanding," William and Mary Q.,
XXXIII (Jan. 1976), pp. 61-88.
text@note9
10. Arthur A. Ekirch, The Civilian and the
Military (Oxford Univ. Press,
1956), p. 2.
text@note10
11. Max Farrand, ed., The Records of the
Federal Convention, 3 vols. (Yale Univ.
Press, 1911), vol. 3, pp. 207-209.
text@note11
12. Jonathan Elliot, ed., Debates in the
Several State Conventions on the Adoption of the
Federal Constitution..., 5 vols. (reprint,
New York, 1901), vol. 2, p. 136.
text@note12
13. Edmund C. Burnett, ed., Letters of
Members of the Continental Congress,
8 vols. (Carnegie Inst. of Wash., D.C.,
1921-1938), voL 7, p. 604.
text@note13
14. Farrand, Records, vol. 3, p. 318.
text@note14
15. American State Papers, Indian
Affairs, 2 vols. (Wash., D.C., 1832), vol.
1, p. 23; for the detailed story of Harmer’s
campaign, see Jacobs, Beginnings, chaps.
4 and 5.
text@note15
16. John K. Mahon, "The Citizen Soldier in
National Defense, 1789-1815" (unpublished PhD.
diss., UCLA, 1950), pp. 37, 38.
text@note16
17. Arthur St. Clair, A Narrative of the
Campaign Against the Indians in the Year
1791 (Philadelphia, 1812), p. 183. For an
account of the battle, see Jacobs,
Beginnings, chaps. 4 and 5.
text@note17
18. John McA. Palmer, Washington, Lincoln,
Wilson (Doubleday, Doran,
1930), part I, "Washington’s Legacy."
text@note18
19. Ibid., chaps. 8, 9, 10.
text@note19
20. I WSL, 8 May 1792, p. 271.
text@note20
22. John K. Mahon, The American Militia:
Decade of Decision, 1789-1800 (Univ. of
Florida Press, 1960), chap. 2.
text@note22
24. I USSL, 2 May 1792, p. 264.
text@note24
25. Mahon, Decade, chaps. 3 and 4.
text@note25
28. Leland D. Baldwin, Whiskey Rebels. .
. (Univ. of Pittsburgh Press, 1939). For
briefer treatment with emphasis on the use of
militia, see Mahon, "Citizen Soldier," chap. 7.
text@note28
29. William Watts H. Davis, The Fries
Rebellion, 1798-1799 (Doylestown, Penna,
1899).
text@note29
30. John Bach McMaster, History of the
People of the United States, 8 vols.
(Appleton, 1902-1913), vol. 2, pp. 435-438.
text@note30
31. Kohn, Eagle, pp. 12, 193, 212, 219,
279.
text@note31
32. See chart in The Army Lineage Book
Infantry (GPO, 1953), pp. 58, 59.
text@note32
33. Kohn, Eagle, pp. 260, 263.
text@note33
34. Diary and Autobiography of John
Adams, Lyman H. Butterfield, ed.,
4 vols. (Belknap Press, Harvard, 1961), vol. 3,
p. 195.
text@note34
35. Kohn, Eagle, pp. 260, 263.
text@note35
36. Annals of Congress, 6 Cong., 1
sess., 1799-180 1, p. 306.
text@note36
37. For data to prove this thesis, see John K
Mahon, "Anglo-American Methods of Indian
Warfare, 1676-1794," Mississippi Valley
Historical Review, XLV (Sep. 1958), pp.
254-275; see also Stone, Brittle Sword,
p. 38.
text@note37
38. For example, a news item announced a new
major general in North Carolina because the
previous one was elected governor, North
Carolina Minerva and Fayetteville Gazette,
15 Dec. 1798. The rise of Andrew Jackson through
his position as major general of the Tennessee
militia is the most conspicuous case; see
Marquis James, Andrew Jackson. The Border
Captain (Bobbs-Merrill, 1933).
text@note38
39. The New Hampshire legislature voted sums,
not fixed, periodically; Virginia, $200 per
year; Massachusetts, sums at the discretion of
the legislature; North Carolina, 25 shillings a
day when on active service; Georgia, $1.75 per
day when on active militia duty.
text@note39
40. Brigade Inspector, Philadelphia County,
toAG, 16 Feb. 1797, MS, Harmar Papers,
Clements Library, University of Michigan.
text@note40
41. Court martial of Capt. Joab Blackwell, 22
Oct. 1802, MS, Military File, South
Carolina Historical Commission.
text@note41
42. For an example, see Davis, Fries
Rebellion, p. 45.
text@note42
43. The account of training days, given here
and in the next two paragraphs, is a composite
drawn from the following accounts: H. Teller
Mook, "Training Day in New England," New
England Q., XI (Dec. 1936), pp. 675 -697;
"Extracts from the Diary of the Reverend William
Bentley of Salem...," Danvers Historical
Society, Historical Collections, I
(1913), pp. 72, 73; Guion G. Johnson,
Ante-Bellum North Carolina (Univ. of
North Carolina Press, 1937), pp. 102-104; Andrew
D. Mellick Jr., The Story of an Old Farm or
Life in New Hampshire in the Eighteenth
Century (Somerville, NewJersey, 1889), pp.
577-580; Mary H. Northend, Memories of Old Salem
(NewYork, 1912),pp. 278-289; J. W. Dearborn,
ed., A History of the First Century of
Parsonsfield, Maine (Portland, 1888), pp.
228-230; John J. Dearborn, ed., History of
Salisbury, New Hampshire (Manchester, New
Hampshire, 1890), pp. 280ff.; George Mays,
"Battalion or Training Day at Schaefferstown in
the Olden Time,"
Historical Papers and Addresses of the Lebanon
County Historical Society, 1(1899), pp. 148-168;
William H. Zierdt, Narrative History of the
109th Field Artillery, Pennsylvania National
Guard (Wilkes-Barre, 1932), p. 43.
text@note43
44. Brigade Inspector of Huntington County to
Adjutant General of Penna.,
24 Oct. 1795, MS, Harmar Papers.
text@note44
45. Act of 28 May 1798, Sections 11 and 12;
Act of 22 June and Act of6 July
1798, I USSL, pp. 563, 569, 576.
text@note45
46. Adjutant General to Governor, 10 Dec.
1788, MS, Letterbook of the Adjutant General of
Massachusetts, No. 1, Military Archives,
AGO, Mass.
text@note46
47. Act of 22 June 1798, Acts and Laws of
the Commonwealth of Massachusetts; Samuel
Shepherd, The Statutes at Large of Virginia,
1792-1806 (Richmond, 1835), p. 365.
text@note47
48. Adjutant General to Governor, 12 June
1789, MS, Letterbook of the Adjutant General of
Massachusetts, No. 1.
text@note48
49. Act of 22 June 1793 and Resolve of 24 Feb.
1792, Acts and Laws of the Commonwealth of
Massachusetts.
text@note49
50. For examples of chiseling, see Georgia
Military Affairs, 9 vols. covering
1789-1842 (typed from the original manuscripts
and bound in 1940 under the direction of Mrs. J.
E. Hays, State Historian), vol. 1, pp. 248,249,
251, 280, 281, 283, 285.
text@note50
51. Receipt signed by Peter Grey, Captain,
Goose Creek Company, 2 May
1793, MS, Military File, South Carolina
Historical Commission.
text@note51
52. Data on militia fines drawn from: Act of
1794, chaps. 2, 5; Act of 1796, chap. 8; Act of
1798, chap. 5, Act of 1800, chap. 28, Laws of
North Carolina, George and Robert Watkins,
Digest of the Laws of the State of
Georgia (Philadelphia, 1800), p. 458; Act of
10 May, 1794; Benjamin Elliott, The Militia
System of South Carolina (Charleston, 1835); Act
of 22 June 1793, Acts and Laws of the
Commonwealth of Massachusetts; Act of 25 July
1788, Theodore C. Pease, Laws of the Northwest
Territory (Illinois State Historical library
Collections, XVII, Springfield, 1925),
p. 1; Act of 2 Dec. 1793, Shepherd, Virginia
Statutes, p. 203; Act of 28 Dec. 1792,
ConstItution and Laws of the State of New
Hampshire (Dover, N. H., 1805). See also Lena
London, "The Militia Fine, 18301860,"
MilitaryAffairs,XV (Fall l95l),pp. 133-144.
text@note52
53. Memorial of Officers of 28th and 29th
Regiments, South Carolina Militia to the S. C.
Senate, 11 Dec. 1798, MS, Military File,
South Carolina Historical Commission.
text@note53
54. Returns of the Militia of the United
States transmitted to Congress, 5Jan.
1803, ASPMA, voL 1, p. 159.
text@note54
55. The operation of the mechanism described
in this and the next four paragraphs has to be
reconstructed from many, many spedfic instances
or laws. Examples can be found lit Act of 22
Dec. 1792, William W. Hening, The Statutes at
Large of Pennsylvania, Being a Collection of all
the Laws of Virginia....from 1619, l3 vols.
(Philadelphia, 1823),vol. 13; Act of 20 March
1780, James T. Mitchell & Henry Flanders,
compilers, Statutes At Large of
Pennsylvania 1682-1801, 16 vols.
(Harrisburg, 1896-1911 ), vol. 10; Muffin to
Harmar, 25 Aug. 1798, MS, Muffin Papers,
Pennsylvania Historical Commission, vol. 52;
Col. Campbell to Governor Muffin, 15 Jan. 1792,
Pennsylvania Archives, series 2, vol. 4,
p. 580.
text@note55
56. Act of 9 May 1794 and Act of 24 June 1797,
I USSL, pp. 367, 522.
text@note56
57. General Order, 28 Feb. 1795, General
Orders, vol. 1, MS, Military Archives,
AGO Masa, p. 119; Items 37,39,782, MSS, Military
File, South Carolina Historical Commission.
text@note57
58. An example is Georgia’s claim pressed year
after year for defense carried out in 1794 which
was fmally settled in 1827, HR Report
Number 77, 10 Feb. 1827, 19 Cong., 2 sess.
text@note58
59. John K Mahon, "The Defense of Georgia,
1794," Georgia Historical Q., XLIII (June
1959), pp. 138-155.
text@note59
60. Henry Adams, The Life of Albert
Gallatin (Philadelphia, 1879), p. 211;
McMaster, History, vol. 2, p. 494.
text@note60
Militia in the
It is by cultivation of your militia alone that
you can always be prepared for every species of
attack When citizen and soldier shall be
synonymous terms, then you will be safe . . . .
The military parade which meets the eye in
almost every direction, excites the gall of our
Citizens; they feel a just indignation at the
sight of loungers who live upon the public . . .
. They put no confidence in the protection of a
handful of ragamuffins . . . . I could wish to
see the whole of the regular army abandoned and
the defense of the country placed in the proper
hands those of the people.
36
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