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Mr. Webster said there was something novel and
extraordinary in the case now before the Court. It is not such
a one as is usually presented, all will admit, for judicial
consideration.
It is well known that in the years 1841 and 1842, political
agitation existed in Rhode Island. Some of the citizens of that
State undertook to form a new constitution of government,
beginning their proceedings towards that end by meetings of
the people, held without authority of law, and conducting
those proceedings through such forms as led them, in 1842,
to say that they had established a new constitution and form
of government, and placed Mr. Thos. W. Dorr, at its head.
The previously existing, and then existing, government of
Rhode Island treated these proceedings as nugatory, so far as
they went to establish a new constitution; and criminal, so far
as they proposed to confer authority upon any persons to
interfere with the acts of the existing government, or to
exercise powers of legislation, or administration of the laws.
All will remember that the state of things approached, if
not actual conflict between men in arms, at least the
"perilous edge of battle." Arms were resorted to, force was
used, and greater force threatened.
In June, 1842, this agitation subsided. The new
government, as it called itself, disappeared from the scene of
action. The former government, the Charter Government, as
it was sometimes styled, resumed undisputed control, went
on in its ordinary course, and the peace of the State was
restored.
But the past had been too serious to be forgotten. The
Legislature of the State had, at an early stage of the troubles,
found it necessary to pass special laws for the punishment of
the persons concerned in these proceedings. It defined the
crime of treason, as well as smaller offences, and authorized
the declaration of martial law. Governor King, under this
authority, proclaimed the existence of treason and rebellion
in the State, and declared the Slate under martial law.
This having been done, and the ephemeral government of
Mr. Dorr having disappeared, the grand juries of the State
found indictments against several persons for having
disturbed the peace of the State, and one against Dorr
himself, for treason. This indictment came on in the supreme
court of Rhode Island in 1844, before a tribunal admitted on
all hands to be the legal judicature of the State. He was tried
by a jury of Rhode Island, above all objection, and after all
challenge. By that jury, under the instructions of the court, he
was convicted of treason, and sentenced to imprisonment for
life.
Now, an action is brought in the courts of the United States,
and before your Honors, by appeal, in which it is attempted
to prove that the characters of this drama have been oddly
and wrongly cast; that there has been a great mistake in the
courts of Rhode Island. They say, that Mr. Dorr, instead of
being a traitor or an insurrectionist, was the real Governor of
the State at the time; that the force used by him was exercised
in defence of the constitution and laws, and not against them;
that he who opposed the constituted authorities was not Mr.
Dorr, but Gov. King; and that it was he who should have
been indicted, and tried, and sentenced. This is rather an
important mistake, to be sure, if it be a mistake. "Change
places," cries poor Lear, "change places
and,handy-dandy, which is the Justice and which the
thief?" So our learned opponents say, "change places, and,
handy-dandy, which is the Governor and which the
rebel!"
The aspect of the case, therefore, is, as I have said, novel.
It may perhaps give vivacity and variety to judicial
investigations. It may relieve the drudgery of perusing briefs,
demurrers, and pleas in bar, bills in equity and answers; and
introduce topics which give sprightliness, freshness, and
something of an uncommon public interest, to proceedings in
courts of law.
However impossible it may be, and I suppose it to be
wholly impossible, that this court should take judicial
cognizance of the questions which the plaintiff has presented
to the court below, yet I do not think it a matter of regret that
the cause has come hither. It is said, and truly said, that the
case involves the consideration and discussion of what are the
true principles of government in our American system of
public liberty. This is very right. The case does involve these
questions,, and harm can never come from their discussion,
especially when such discussion is addressed to reason and
not to passion; when it is had before magistrates and lawyers,
and not before excited masses out of doors. I agree entirely
that the case does raise considerations, somewhat extensive,
of the true character of our American system of popular
liberty ; and although I am constrained to differ from the
learned counsel who opened the cause for the plaintiff in
error, on the principles and character of that American
liberty, upon the true characteristics of that American system
on which changes of the Government and Constitution, if
they become necessary, are to be made, yet I agree with him
that this case does present them for consideration.
Now, there are certain principles of public liberty, which,
though they do not exist in all forms of government, exist,
nevertheless, to some extent in different forms of
government. The protection of life and property, the
habeas corpus, trial by jury, the right of open trial,
these are principles of public liberty existing in their best
form in the republican institutions of this country, but, to
the extent mentioned, existing also in the Constitution of
England. Our American liberty, allow me to say, therefore,
has an ancestry, a pedigree, a history. Our ancestors
brought to this continent all that was valuable, in their
judgment, in the political institutions of England, and left
behind them all that was without value, or that was
objectionable. During the colonial period they were closely
connected of course with the colonial system; but they
were Englishmen, as well as colonists, and took an interest
in whatever concerned the mother country, especially in
all great questions of public liberty in that country.
Therefore they took a deep concern in the revolution of
1688. The American colonists had suffered from the
tyranny of James the Second. Their charters had been
wrested from them by mockeries of law and by the
corruption of judges in the city of London; and in no part
of England was there more gratification or a more feeling,
when James abdicated and William came over, than in the
American colonies. All know that Massachusetts
immediately overthrew what had been done under the
reign of James, and took possession of the colonial
fort in the name of the new King.
When the United Slates separated from England, by the
Declaration of 1776, they departed from the political maxims
and examples of the mother country, and entered upon a
course more exclusively American. From that day down, our
institutions and our history relate to ourselves. Through the
period of the Declaration of Independence, of the
Confederation, of the Convention, and the adoption of the
Constitution, all our public acts are records, out of which a
knowledge of our system of American liberty is to be drawn.
From the Declaration of Independence, the governments
of what had been colonies before, were adapted to their new
condition. They no longer owed allegiance to crowned heads.
No tie bound them to England. The whole system became
entirely popular, and all legislative and constitutional
provisions had regard to this new, peculiar, American
character, which they had assumed. Where the form of
government was already well enough, they let it alone.
Where necessary, they reformed it. What was valuable, they
retained; what was essential, they added, and no more.
Through the whole proceeding, from 1776, to the latest
period, the whole course of American public acts, the whole
progress of this American system, was marked by a peculiar
conservatism. The object was to do what was necessary, and
no more; and to do that, with the utmost temperance and
prudence.
Now, without going into historical details at length, let me
state what I understand the American principles to be, on
which this system rests.
First and chief, no man makes a question, that the People
are the source of all political power. Government is
instituted for their good, and its members are their agents
and servants. He who would argue against this, must argue
without an adversary. And who thinks there is any peculiar
merit in asserting a doctrine like this, in the midst of twenty
millions of people, when nineteen millions, nine hundred
and ninety-nine thousand, nine hundred and ninety-nine of
them, hold it, as well as himself? There is no other doctrine
of government here; and no man imputes to another, and no
man should claim for himself, any peculiar merit for
asserting what every body knows to be true, and nobody
denies. Why, where else can we look but to the People, for
political power, in a popular government? We have no
hereditary Executive, no hereditary branch of the
legislature, no inherited masses of property, no system of
entails, no long trusts, no long family settlements, no
primogeniture. Every estate in the country, from the richest
to the poorest, is divided among sons and daughters alike.
Alienation is made as easy as possible; everywhere the
transmissibility of property is perfectly free; the whole
system is arranged so as to produce, as far as unequal
industry and enterprise render it possible, a universal
equality among men; an equality of lights absolutely, and
an equality of condition, so far as the different characters of
individuals will allow such equality to be produced. He
who considers that there may be, is, or ever has been, since
the Declaration of Independence, any body who looks to
any other source of power in this country but the People, so
as to give those peculiar merit who clamor loudest in its
assertion, must be out of his mind, even more than Don
Quixote. His imagination was only perverted. He saw
things not as they were, though what he saw were things.
He saw windmills, and took them to be armed men knights
on horseback. This was bad enough; but
whoever says, or speaks as if he thought, that any body
looks to any other source of political power in this country
but the people, must have a stronger and a wilder
imagination, for he sees nothing but the creations of his
own fancy. He stares at phantoms. Well, then, let all admit,
what none deny, that the only source of political power in
this country is the people. Let us admit that they are
sovereign, for they are so; that is to say, the aggregate
community, the collected will of the people, is sovereign. I
confess that I think Chief Justice Jay spoke rather
paradoxically than philosophically, when be said that this
country exhibited the extraordinary spectacle of many
sovereigns and no subjects. The people, he said, are all
sovereigns: and the peculiarity of the case is, that they have
no subjects, except a few colored persons. This must be
rather fanciful. The aggregate community is sovereign, but
that is not the sovereignty which acts in the daily exercise
of sovereign power. The people cannot act daily as the
people. They must establish a government, and invest it
with so much of the sovereign power as the case requires:
and this sovereign power being delegated and placed in the
hands of the government, that government becomes what is
popularly called THE STATE. I like the old fashioned way
of stating things as they are; and this is the true idea of a
State. It is an organized government, representing the
collected will of the people, so far as they see fit to invest
that government with power. And, in that respect, it is true
that though this Government possesses sovereign power, it
does not possess all sovereign power: and so the State
governments, though sovereign in some respects, are not so
in all. Nor could it be shown that the powers of both, as
delegated, embrace the whole range of what might be
called sovereign power. We usually speak of States as
sovereign States. I do not object to this. But the
Constitution never so styles them, nor does the Constitution
speak of the Government here, as the general or
the federal Government. It calls this Government
the United States; and it calls the State governments, State
governments. Still the fact is undeniably so: legislation is a
sovereign power, and is exercised by the United Stales
Government to a certain extent, and also by the States,
according to the forms which they themselves have
established, and subject to the provisions of the
Constitution of the United Slates.
Well, then, having agreed that all power is originally from
the people, and that they can confer as much of it as they
please, the next principle is that, as the exercise of legislative
power and the other powers of government immediately by
the People themselves is impracticable, they must be
exercised by REPRESENTATIVES of the People: and what
distinguishes American Governments as much as anything
else from any governments of ancient or of modern times, is
the marvelous felicity of their representative system. It has
with us, allow me to say, a somewhat different origin from
the representation of the Commons in England, though that
had been worked up to some resemblance of our own. The
representative system in England originated, not in any
supposed rights of the people themselves, but in the
necessities and commands of the crown. At first, knights and
burgesses were summoned, often against their will, to a
parliament called by the King. Many remonstrances were
presented against sending up these representatives: the
charge of paying them was, not unfrequently, felt to be
burdensome by the people. But the King wished their counsel
and advice, and perhaps the presence of a popular body, to
enable him to make greater headway against the feudal
barons in the aristocratic and hereditary branch of the
legislature. In process of time these knights and burgesses
assumed more and more a popular character, and became, by
degrees, the guardians of popular rights. The people through
them obtained protection against the encroachments of the
crown and the aristocracy, till in our day they are understood
to be the Representatives of the People, charged with the
protection of their rights. With us it was always just so.
Representation has always been this. The power is with the
people; but they cannot exercise it in masses or per
capita; they can only exercise it by their representatives.
The whole system with us has been popular from the
beginning.
Now, the basis of this representation is suffrage. The right
to choose representatives is every man's part in the exercise
of sovereign power: to have a voice in it, if he has the
proper qualifications, that is the fundamental exercise of
political power by every elector. That is the beginning. That
is the mode in which power emanates from its source and
gets into the hands of conventions, legislatures, courts of
law, and the chair of the executive. It begins in suffrage.
Suffrage is the delegation of the power of an individual to
some agent.
This being so, then follow two other great principles of
the American System:
1. The first is, that the Right of Suffrage shall be guarded,
protected, secured against force and against fraud; and,
2. The second is, that its exercise shall be prescribed by
previous law; its qualifications shall be prescribed by
previous law; the time and place of its exercise shall be
prescribed by previous law; the manner of its exercise
under whose supervision always sworn officers of the
law, is to be prescribed. And then again the results are
to be certified to the central power by some certain rule, by
some known public officers, in some clear and definite form,
to the end that two things may be done first,
that every man, entitled to vote, may vote;second,
that his vote may be sent forward and counted, and so he may
exercise his part of sovereignty, in common with his fellow
men.
In the exercise of political power through representatives
we know nothing, we never have known any thing, but such
an exercise as should be carried through the prescribed
forms of law; and when we depart from that, we shall wander
as widely from the American track as the pole is from the
track of the sun.
I have said that it is one principle of the American System,
that the people limit their governments, National and State.
They do so; but it is another principle, equally true and
certain, and according to my judgment of things equally
important, that the people often limit themselves.
They set bounds to their own power. They have chosen to
secure the institutions which they establish against the sudden
impulse of mere majorities. All our institutions teem with
instances of this. It was their great conservative principle, in
constituting forms of government, that they should secure
what they had established against hasty changes by simple
majorities. By the fifth article of the Constitution of the
United States, Congress, two-thirds of both Houses
concurring, may propose amendments to the Constitution; or,
on the application of the legislatures of two-thirds of the
States, may call a convention; and amendments proposed in
either of these forms must be ratified by the legislatures or
conventions of three-fourths of the States. That fifth article of
the Constitution, if it was made a topic for those who framed
the "people's constitution " of Rhode Island, could only have
been a topic of reproach. It gives no countenance to any of
their proceedings or to any thing like them. On the contrary,
it is one remarkable instance of the enactment and application
of that great American principle, that the constitution of
government should be cautiously and prudently interfered
with, and that changes should not ordinarily be begun and
carried through by bare majorities.
But the people limit themselves also in other ways. They limit
themselves in the first exercise of their political rights. They
limit themselves, by all their constitutions, in two important
respects, that is to say, in regard to the qualifications
of electors, and in regard to the qualifications of the
elected. In every State, and in all the States, the
people have precluded themselves from voting for anybody
they may choose; they have limited their own right of
choosing. They have said, we will elect no man who has not
such and such qualifications. We will not vote ourselves,
unless we have such and such qualifications. They have also
limited themselves to certain prescribed forms for the
conduct of elections. They must vote at a particular place, at
a particular time, and under particular conditions, or not at
all. It is in these modes that we are to ascertain the will of the
American people; and our Constitution and laws know no
other mode. We are not to take the will of the people from
public meetings, nor from tumultuous assemblies, by which
the timid are terrified, the prudent are alarmed, and by which
society is disturbed. These are not American modes of
signifying the will of the people, and they never were. If any
thing in the country, not ascertained by a regular vote, by
regular returns, and by regular representation, has been
established, it is an exception and not the rule; it is an
anomaly which, I believe, can scarcely be found. It is true
that at the Revolution, when all government was immediately
dissolved, the people got together, and what did they do? Did
they exercise sovereign power? They began an inceptive
organization, the object of which was to bring together
representatives of the people, who should form a government.
This was the mode of proceeding in those States where their
legislatures were dissolved. It was much like that had in
England upon the abdication of James the Second. He ran
away he abdicated. He threw the great seal into the
Thames. I am not aware that on the 4th of May, 1842, any
great seal was thrown into Providence river! But James
abdicated, and King William took the government; and how
did he proceed? Why, he at once requested all who had been
members of the old Parliament, of any regular Parliament in
the time of Charles the Second, to assemble. The Peers, being
a standing body, could of course assemble; and all they did
was to recommend the calling of a convention, to be chosen
by the same electors, and composed of the same numbers,as
composed a parliament. And the convention assembled, and,
as all know, was turned into a parliament. This was a case of
necessity a revolution. Don't we call it so? And why? Not
merely because a new sovereign then ascended the throne of
the Stuarts, but because there was a change in the
organization of the government. The legal and established
succession was broken. The convention did not assemble
under any preceding law. There was a hiatus, a
syncope, in the action of the body politic. This was
revolution, and the parliaments that assembled afterwards
referred their legal origin to that revolution.
Is it not obvious enough, that men cannot get together and
count themselves, and say they are so many hundreds and so
many thousands, and judge of their own qualifications, and
call themselves the people and set up a government? Why,
another set of men, forty miles off, on the same day, with the
same propriety, with as good qualifications, and in as large
numbers, may meet and set up another government; one may
meet at Newport and another at Chepachet, and both may
call themselves the people. What is this but Anarchy? What
liberty is there here but a tumultuary, tempestuous, violent,
stormy liberty a sort of South American liberty,
without power except in its spasms a liberty
supported by arms to-day, crushed by arms to-morrow. Is
that our liberty?
The regular action of popular power, on the other hand,
places upon public liberty the most beautiful face that ever
adorned that angel form. All is regular and harmonious in its
features, and gentle in its operation. The stream of public
authority, under American liberty, running in this channel,
has the strength of the Missouri, while its waters are as
transparent as those of a crystal lake. It is powerful for good.
It produces no tumult, no violence, and no wrong;
Another American principle growing out of this, and just as
important and well settled as is the great truth that the
people are the source of power, is, that when in the course
of events it becomes necessary to ascertain the will of the
people on a new exigency, or a new state of things or of
opinion, the legislative power provides for that
ascertainment by an ordinary act of legislation. Has not that
been our whole history? It would take me from now till the
sun shall go down, to advert to all the instances of it, and I
shall only refer to the most prominent, and especially to the
establishment of the Constitution, under which you sit. The
old Congress, upon the suggestion of the delegates who
assembled at Annapolis, in May, 1786, recommended to the
States that they should send delegates to a convention to be
holden at Philadelphia, to form a Constitution. No article of
the old Confederation gave them power to do this; but they
did it, and the States did appoint delegates, who assembled
at Philadelphia, and formed the Constitution. It was
communicated to the old Congress, and that body
recommended to the States to make provision for calling the
people together to act upon its adoption. Was not that
exactly the case of passing a law to ascertain the will of the
people in a new exigency? And this method was adopted
without opposition, nobody suggesting that there could be
any other mode of ascertaining the will of the people.
My learned friend went through the constitutions of
several of the States. It is enough to say, that of the old
thirteen States, the constitutions, with but one exception,
contained no provision for their own amendment. In New
Hampshire there was a provision for taking the sense of the
people once in seven years. Yet there is hardly one that has
not altered its constitution, and it has been done by
conventions called by the Legislature, as an ordinary
exercise of legislative power. Now what State ever altered
its constitution in any other mode? What alteration has ever
been brought in, put in, forced in, or got in any how, by
resolutions of mass meetings, and then by applying force? In
what State has an assembly, calling itself the people, been
held without law, without authority, without qualifications,
without certain officers, with no oaths, securities, or
sanctions of any kind, met and made a constitution, and
called it the constitution of the state?
There must be some authentic mode of ascertaining the
will of the people, else all is anarchy. It resolves itself into
the law of the strongest, or, what is the same thing, of the
most numerous for the moment, and all constitutions, and all
legislative rights, are prostrated and disregarded.
But my learned adversary says that if we maintain that the
people (for he speaks in the name and on behalf of the
people, to which I do not object) cannot commence changes
in their government but by some previous act of legislation,
and if the legislature will not grant such an act, we do in fact
follow the example of the Holy Alliance, the doctors of
Laybach, where the assembled sovereigns said that all
changes of government must proceed from sovereigns; and
it is said that we mark out the same rule for the people of
Rhode Island.
Now, will any man, will my adversary here, on a moment's
reflection, undertake to show the least resemblance on earth,
between what I have called the American doctrine, and the
doctrine of the sovereigns at Laybach? What do I contend
for? I say that the will of the people must prevail, when it is
ascertained; but there must be some legal and authentic
mode of ascertaining that will; and then the people make
what government they please. Was that the doctrine of
Laybach, pray? Was not the doctrine there held this, that the
sovereign should say what changes shall be made?
Changes must proceed from them; new constitutions and
new laws emanate from them; and all the people had to do
was to submit. That is what they maintained. All changes
began with the sovereigns and ended with the sovereigns.
Pray, at about the time that the Congress of Laybach was in
session, did the allied Powers put it to the people of Italy to
say what sort of change they would have? And at a more
recent date, did they ask the citizens of
Cracow what change they would have in their constitution?
Or did they take away their constitution, laws, and liberties,
by their own sovereign act? No! All that is necessary here is,
that the will of the people should be ascertained, by some
regular rule of proceeding, prescribed by previous law. But
when ascertained, that will is as sovereign as the will of a
despotic prince, the Czar of Muscovy, or the Emperor of
Austria himself, though not quite so easily made known. A
ukase or an edict signifies at once the will of a despotic
prince; but that will of the people, which is here as sovereign
as the will of such a prince, is not so quickly ascertained or
known; and thence arises the necessity for suffrage, which
is the mode whereby each man's power is made to tell upon
the constitution of the government, and in the enactment of
laws.
One of the most recent laws for taking the will of the
people in any State is the law of 1846, of the State of New
York. It begins by recommending to the people to assemble
in their several election districts, and proceed to vote for
delegates to a convention. If you will take the pains to read
that act, it will be seen that New York regarded it as an
ordinary exercise of legislative power. It applies all the
penalties for fraudulent voting, as in other elections. It
punishes false oaths, as in other cases. Certificates of the
proper officers were to be held conclusive, and the will of
the people was, in this respect, collected essentially in the
same manner, supervised by the same officers, under the
same guards against force and fraud, collusion and
misrepresentation, as are usual in voting for State or United
States officers.
We see, therefore, from the commencement of the
Government under which we live, down to this late act of the
State of New York, one uniform current of law, of
precedent, and of practice, all going to establish the point
that changes in government are to be brought about by the
will of the people, assembled under such legislative
provisions as may be necessary to ascertain that will, truly
and authentically.
In the next place, may it please your Honors, it becomes
very important to consider what bearing the Constitution
and laws of the United States have upon this Rhode Island
question. Of course the Constitution of the United States
recognises the existence of States. One branch of the
legislature of the United States is composed of Senators,
appointed by the States, in their State capacities. The
Constitution of the United States (Art. iv., § 4,) says
that "the United States shall guarantee to each State a
republican form of government, and shall protect the
several States against invasion; and on the application of
the legislature, or of the executive, when the legislature
cannot be convened, against domestic violence." Now, I
cannot but think this a very stringent article, drawing after
it the most important consequences, and all good
consequences. The Constitution, in the section cited,
speaks of States as having existing legislatures and existing
executives; and it speaks of cases in which violence is
practiced or threatened against the State, in otherwords,
"domestic violence;" and it says the State shall be
protected. It says, then, does it not, that the existing
government of a State shall be protected? My adversary
says, if so, and if the legislature would not call a
convention, and if, when the people rise to make a
constitution, the United States step in and prohibit them,
why the rights and privileges of the people are checked,
controlled. Undoubtedly! The Constitution does not
proceed on the ground of revolution; it does not proceed on
any right of revolution; but it does go on the idea
that with-in, and under the Constitution, no new form of
government can be established in any State, without the
authority of the existing government. This cannot help the
gentleman's argument much, because his own case falls
within the same range. He has proved, he thinks, that there
was an existing government, a paper government, at least, a
rightful government, as he alleges. Suppose it to be
rightful, in his sense of right. Suppose three-fourths of the
people of Rhode Island to have been engaged in it, and
ready to sustain it. What then? How is it to be done without
the consent of the existing government? How is the
fact, that three-fourths of the people are in favor of
the new government, to be legally ascertained? And if the
existing government deny that fact, and if that government
holds on, and will not surrender till displaced by force, and
if it is threatened by force, then the case of the Constitution
arises, and the United States must aid the government that
is in, because an attempt to displace a government by force
is "domestic violence." It is the exigency provided for by
the Constitution. If the existing government maintain its
post, though three-fourths of the State have adopted the
new constitution, is it not evident enough that the exigency
arises in which the constitutional power here must go to the
aid of the existing government? Look at the law of 28th
February, 1795, in vol. 1 of the Statutes at Large, p. 424:
"And in case of insurrection against any State, or
against the government thereof, it shall be lawful
for the President, on application of the legislature, to call
out the militia of other States, as he may judge sufficient, to
suppress such insurrection." Insurrection against the
existing government is, then, the thing to be
suppressed.
But the law and the Constitution, the whole system of
American institutions, do not contemplate a case, in which a
resort will be necessary to proceedings
aliunde,
or outside of the law and the Constitution, for the purpose
of amending the frame of Government. It goes on the idea
that the States are all republican, that they are all
representative in their forms, and that these popular
governments in each State, the annually created creatures of
the people, will give all proper facilities and necessary aids
to bring about changes, which the people may judge
necessary in their constitutions. It takes that ground and acts
on no other supposition. It assumes that the popular will will
be accomplished in all particulars. And history has proved
that the presumption is well founded.
This, may it please your Honors, is the view I take of what
I have called the American System. These are the methods
of bringing about changes in government.
Now, it is proper to look into this record, and see what the
questions are that are presented by it, and consider:
1. Whether the case is one for judicial investigation at
all; that is, whether this Court can try the matters which
the plaintiff has offered to prove in the court below; and
2. In the second place, whether many things which he
did offer to prove, if they could have been, and had been proved, were
not acts of criminality, and therefore no justification; and
3. Whether all that was offered to be proved would show,
that in point of fact, there had been established and put in
operation any new constitution, displacing the old charter
government of Rhode Island.
The declaration is in trespass. The writ was issued on the
8th of October, 1842, in which Martin Luther complains that
Luther M. Borden and others broke into his house in
Warren, Rhode Island, on the 29th of June, 1842, and
disturbed his family, &c.
The defendant answers, that large numbers of men were in
arms, in Rhode Island, for the purpose of overthrowing the
government of the State, and made war upon it; that for the
preservation of the government and people, martial law had
been proclaimed by the governor, under an act of the
Legislature, on the 25th of June, 1842. The plea goes on to
aver, that the plaintiff was aiding and abetting this attempt to
overthrow the government, and that the defendant was under
the military authority of John T. Child, and was ordered by
him to arrest the plaintiff; for which purpose he applied at the
door of his house, and being refused entrance he forced the
door.
The action is thus for an alleged trespass, and the plea is
justification under the law of Rhode Island. The plea and
replications are as usual in such cases in point of form. The
plea was filed at the November term of 1842, and the case
was tried at the November term of 1843, in the circuit court
in Rhode Island. And in order to make out a defence, the
defendant offered the charter of Rhode Island, the
participation of the State in the Declaration of Independence,
its uniting with the Confederation in 1778, its admission into
the Union in 1790, its continuance in the Union, and its
recognition as a State down to May, 1843, when the
constitution now in force was adopted. And here let it be
particularly remarked, that Congress admitted Rhode Island
into the Constitution under this identical old Charter
government, thereby giving sanction to it as a republican
form of government. And the defendant then refers to all the
laws and proceedings of the Assembly, till the adoption of the
present constitution of Rhode Island. To repel the case of the
defendant the plaintiff read the proceedings of the old
legislature, and documents to show that the idea of changing
the government had been entertained as long ago as 1790. He
read also certain resolutions of the Assembly in 1841;
memorials praying changes in the constitution, &c., &c. He
next offered to prove that suffrage associations were formed
throughout the State in 1840 and 1841; that steps were taken
by them for holding public meetings, and to show the
proceedings had at those meetings. In the next place, he
offered to prove that a mass convention was held at Newport,
attended by over four thousand persons, and another at
Providence, at which over six thousand attended, at which
resolutions were passed, which were offered. Then he offered
to prove the election of delegates; the meeting of the
convention in October, 1841, and the draughting of the Dorr
constitution; the reassembling in 1841, the completion of the
draught, its submission to the people, their voting upon it, its
adoption, and the proclamation on the 13th of January, 1842,
that the constitution so adopted was the law of the land.
That is the substance of what was averred as the formation
of the Dorr constitution. The plaintiff next offered to prove
that the constitution was adopted by a large majority of the
qualified voters of the State; that officers were elected under
it in April, 1842; that this new government assembled on the
3d of May, and he offered a copy of its proceedings.
He was found guilty of treason. And I turn to the report of
the trial now, to call attention to the language of the court in
its charge, as delivered by Chief Justice Durfee. I present the
following extract from that charge:
"It may be, gentlemen, that he really believed himself to be
the Governor of the State, and that he acted throughout under
this delusion. However this may go to extenuate the offence,
it does not take from it its legal guilt. It is no defence to an
indictment for the violation of any, law for the defendant to
come into court and say, 'I thought that I was but exercising
a constitutional right, and I claim an acquittal on the ground
of mistake.' Were it so, there would be an end to all law and
all government. Courts and juries would have nothing to do
but to sit in judgment upon indictments, in order to acquit or
excuse. The accused has only to prove that he has been
systematic in committing crime, and that he thought that he
had a right to commit it; and, according to this doctrine, you
must acquit. The main ground upon which the prisoner
sought for a justification was, that a constitution had been
adopted by a majority of the male adult population of this
Stale, voting in their primary or natural capacity or condition,
and that he was subsequently elected, and did the acts
charged, as Governor under it. He offered the votes
themselves to prove its adoption, which were also to be
followed by proof of his, election. This evidence we have
ruled out. Courts and juries, gentlemen, do not count votes to
determine whether a constitution has been adopted or a
governor elected, or not. Courts take notice without proof
offered from the bar, what the constitution is or was, and who
is or was the governor of their own State. It belongs to the
legislature to exercise this high duty. It is the legislature
which, in the exercise of its delegated sovereignty, counts the
votes and declares whether a constitution be adopted or a
governor elected, or not; and we cannot revise and reverse
their acts in this particular, without usurping their power.
Were the votes on the adoption of our present constitution
now offered here to prove that it was or was not adopted; or
those given for the governor under it, to prove that he was or
was not elected; we could not receive the evidence ourselves;
we could not permit it to pass to the jury. And why not?
Because, if we did so, we should cease to be a mere judicial,
and become a political tribunal, with the whole sovereignty
in our hands. Neither the people nor the legislature would be
sovereign. We should be sovereign, or you would be
sovereign; and we should deal out to parties litigant, here at
our bar, sovereignty to this or that, according to rules or laws
of our own making, and heretofore unknown in courts.
"In what condition would this country be, if appeals could
be thus taken to courts and juries? This jury might decide
one way, and that another, and the sovereignty might be
found here to-day, and there tomorrow. Sovereignty is
above courts or juries, and the creature cannot sit in
judgment upon its creator. Were this instrument offered as
the constitution of a foreign State, we might, perhaps, under
some circumstances, require proof of its existence; but, even
in that case, the fact would not be ascertained by counting
the votes given at its adoption, but by the certificate of the
Secretary of State, under the broad seal of the State. This
instrument is not offered as a foreign constitution, and this
court is bound to know what the constitution of the
government is under which it acts, without any proof even
of that high character. We know nothing of the existence of
the so-called 'people's constitution' as law, and there is no
proof before you of its adoption, and of the election of the
prisoner as Governor under it; and you can return a verdict
only on the evidence that has passed to you."
Having thus, may it please your Honors, attempted to
state the questions as they arise, and having referred to what
has taken place in Rhode Island, I shall present what further
I have to say in three propositions:
1st. I say, first, that the matters offered to be proved by
the plaintiff in the court below, are not of judicial
cognizance; and proof of them, therefore, was properly
rejected by the court.
2d. If all these matters could be, and had been, legally
proved, they would have constituted no defence, because
they show nothing but an illegal attempt to overthrow the
government of Rhode Island.
3d. No proof was offered by the plaintiff to show that, in
fact, another government had gone into operation, by which
the charter government had become displaced.
And first, these matters are not of judicial cognizance.
Does this need arguing? Are the various matters of fact alleged, the
meetings, the appointment of committees, the qualifications
of voters, is there any one of all these matters of which a
court of law can take cognizance in a case, in which it is to
decide on sovereignty? Are fundamental changes in the frame of
a government to be thus proved? The thing to be proved is a
change of the sovereign power. Two legislatures existed at the
same lime, both claiming power to pass laws. Both could not have
a legal existence. What, then, is the attempt of our adversaries?
To put down one sovereign government, and to put another up, by
facts and proceedings in regard to elections out of doors,
unauthorized by any law whatever. Regular proceedings for a
change of government may in some cases, perhaps, be taken
notice of by a court; but this court must look elsewhere
than out of doors, and to public meetings, irregular and
unauthorized, for the decision of such a question as this.
It naturally looks to that. Authority under which it sits here,
to the provisions of the Constitution which have created this
tribunal, and to the laws by which its proceedings are regulated. It
must look to the acts of the government of the United States,
in its various branches.
This Rhode Island disturbance, as every body knows, was
brought to the knowledge of the President of the United
States by the public authorities of Rhode Island; and how did
he treat it? The United States have guarantied to each State
a republican form of government. And a law of Congress has
directed the President, in a constitutional case requiring the
adoption of such a proceeding, to call out the militia to put
down domestic violence, and suppress insurrection. Well,
then, application was made to the President of the United
States, to the Executive power of the United States. For,
according to our system, it devolves upon the Executive to
determine, in the first instance, what are and what are not
governments, The President recognizes governments,
foreign governments, as they appear from time to time in the
occurrence of this changeful world. And the Constitution and
the laws make it his duty, if an insurrection exists against the
government of any State, rendering it necessary to appear
with an armed force, to call out the militia and suppress it.
Two things may here be properly considered. The first is,
that the Constitution declares that the United States shall
protect every State against domestic violence; and the law of
1795, making provision for carrying this constitutional duty
into effect in all proper cases, declares that "in case of an
insurrection in any State against the government thereof, it
shall be lawful for the President of the United States to call
out the militia of other States to suppress such insurrection."
These constitutional and legal provisions make it the
indispensable duty of the President to decide, in cases of
commotion, what is the rightful government of the State. He
cannot avoid such decision. And in this case, he decided, of
course, that the existing government, the charter government,
was the rightful government. He could not possibly have
decided otherwise.
In the next place, if events had made it necessary to call
out the militia and the officers and soldiers of such militia,
in protecting the existing government, had done precisely
what the defendants in this case did, could an action have
been maintained against them? No one would assert so
absurd a proposition.
In reply to the requisition of the Governor, the President
stated that he did not think it was yet time for the application
of force; but he wrote a letter to the Secretary of War in
which he directed him to confer with the Governor of Rhode
Island; and, whenever it should appear to them to be
necessary, to call out from Massachusetts and Connecticut a
militia force sufficient to terminate at once this
insurrection by the authority of the Government of the United
States. We are at no loss, therefore, to know how the
Executive Government of the United States treated this
insurrection. It was regarded as fit to be
suppressed. That is manifest from the President's letters
to the Secretary of War and to Gov. King.
Now, the eye of this Court must be directed to the
proceedings of the General Government, which had its
attention called to the subject, and which did institute
proceeding respecting it. And the Court will learn from the
proceedings of the Executive branch of the Government, and
of the two Chambers above us, how the disturbances in
Rhode Island were regarded; whether they were looked upon
as the establishment of any government, or as a mere, pure,
unauthorized, unqualified insurrection against the
authority of the existing government of the State.
I say, therefore, that, upon that ground, these facts are not
facts which this Court can inquire into, or which the court
below could try; because they are facts going to prove, (if
they prove any thing,) the establishment of a new sovereignty;
and that is a question to be settled elsewhere and otherwise.
.From the very nature of the case, it is not a question to be
decided by judicial inquiry. Take, for example, one of the
points which it involves: My adversary offered to prove that
the constitution was adopted by a majority of the people of
Rhode Island; by a large majority, as he alleges. What does
this offer call on your Honors to do? Why, to ascertain, by
proof, what is the number of citizens of Rhode Island; and
how many attended the meetings, at which delegates to (he
Convention were elected; and then you have to add them all
up, and prove by testimony the qualifications of every one of
them to be an elector. It is enough to state such a proposition
to show its absurdity. As none such ever was sustained in a
court of law, so none such can be or ought to be sustained.
Observe that minutes of proceedings can be no
proof, for they were made by no authentic persons; registers
were kept by no warranted officers; chairmen and moderators
were chosen without authority. In short, there are no
official records; there is no testimony in the case but
parole. Chief Justice Durfee has stated this so plainly, that I
need not dwell upon it.
But, again, I say you cannot look into the facts attempted
to be proved, because of the certainty of the continuance of
the old government till the new and legal constitution went
into effect on the 3d of May, 1843. To prove that there was
another constitution of two days' length, would be ridiculous.
And I say that the decision of Rhode Island herself, by her
Legislature, by her Executive, by the adjudication of her
highest court of law, on the trial of Dorr, has shut up the
whole case. Do you propose I will not put it in that
form but would it be proper for this Court, to reverse
that adjudication? That declares that the Judges of Rhode
Island know nothing of the "People's Constitution." Is it
possible, then, for this Court, or for the court below, to know
any thing of it?
It appears to me that, if there were nothing else in the
case the proceedings of Rhode Island herself must close
every body's mouth, in the court and out of it. Rhode Island
is competent to decide the question herself, and every body
else ought to be bound by her decision. And she has decided
it.
And it is but a branch of this to say, according to my
second proposition:
2. That if every thing offered had been proved, if in the
nature of the case these facts and proceedings could have
been received as proof, the court could not have listened to
them, because every one of them is regarded by the State in
which they took place, as a criminal act. Who can
derive any authority from acts declared to be criminal? The
very proceedings which are now set up here, show that this
pretended constitution was founded upon acts which the
Legislature of the State had provided punishment for, and
which the courts of the State have punished. All, therefore,
which the plaintiff has attempted to prove, are acts which he
was not allowed to prove, because they were criminal in
themselves, and have been so treated and punished, so far as
the State Government, in its discretion, has thought proper to
punish them.
3. Thirdly, and lastly, I say that there is no evidence offered,
nor has any distinct allegation been made, that there was an
actual government established and put in operation to
displace the charter government, even for a single day. That
is evident enough. You find the whole embraced in those
two days, the third and fourth of May. The French revolution
was thought to be somewhat rapid. That took three
days. But this work was accomplished in two. It is all there,
and what is it? Its birth, its whole life, and its death, were
accomplished in forty-eight hours. What does it appear the
members of this government did? Why, they vote A,
Treasurer, and C, Secretary, and Mr. Dorr, Governor; and
choose officers of the Supreme Court. But did ever any man
under that authority attempt to exercise a particle of official
power? Did any man ever bring a suit? Did ever an officer
make an arrest? Did any act proceed from any member of
this government, or from any agent of it, to touch a citizen of
Rhode Island in his person, his safety, or his property, so as
to make the party answerable upon an indictment or in a civil
suit? Never. It never performed one single act of
government. It never did a thing in the world! All was
patriotism, and all was paper; and with patriotism and with
paper it went out on the 4th of May, admitting itself to be, as
all must regard it, a contemptible sham!
I have now done with the principles involved in this case,
and the questions presented on this record.
In regard to the other case, I have but few words to say.
And, first, I think it is lo be regretted that the court below
sent up such a list of points on which it was divided. I shall
not go through them, and shall leave it to the Court to say
whether, after they shall have disposed of the first cause,
there is any thing left. I shall only draw attention to the
subject of martial law; and in respect to that, instead of going
back to martial law as it existed in England at the time the
charter of Rhode Island was granted. I shall merely observe
that martial law confers power of arrest, of summary trial,
&c.; and that when it has been proclaimed, the land becomes
a camp, and the law of the camp is the law of the land. Judge
Story defines martial law to be the law of war a resort
to military authority, in cases where the civil law is not
sufficient; and it confers summary power, not to be used
arbitrarily or for the gratification of personal feelings of
hatred or revenge, but for the preservation of order and of the
public peace. The officer clothed with it is to judge of the
degree of force that the necessity of the case may demand;
and there is, no limit to this, except such as is to be found in
the nature and character of the exigency.
I now take leave of this whole case. That it is an interesting
incident in the history of our institutions, I freely admit. That
it has come hither, is a subject of no regret to me. I
might have said that I see nothing to complain of in the
proceedings of what is called the Charter Government of
Rhode Island, except that it might perhaps, have discreetly
taken measures at an earlier period for revising the
constitution. If in that delay it erred, it was the error into
which prudent and cautious men would fall. As to the
enormity of freehold suffrage, how long is it since Virginia,
the parent of States, gave up her freehold suffrage? How long
is it since nobody voted for governor in New York without a
freehold qualification? There are now States in which no man
can vote for members of the upper branch of the legislature
who does not own fifty acres of land. Every State requires
more or less of a property qualification in its officers and
electors; and it is for discreet legislation, or constitutional
provisions, to determine what its amount shall be. Even the
Dorr constitution had a property qualification. According to
its provisions, for officers of the State, to be sure, anybody
could vote; but its authors remembered that taxation and
representation go together, and therefore they declared that
no man, in any town, should vote to lay a tax for town
purposes, who had not the means to pay his portion, it said to
him, you cannot vote in the town of Providence to levy a tax
for repairing the streets of Providence; but you may vote for
governor, and for thirteen representatives, from the town of
Providence, and send them to the legislature, and there they
may tax the people of Rhode Island at their sovereign will
and pleasure.
I believe that no harm can come of the Rhode Island
agitation in 1841, but rather good. It will purify the political
atmosphere from some of its noxious mists, and I hope it will
clear men's mind from unfounded notions and delusions. I
hope it will bring them to look at the regularity, the order
with which we carry on what, if the word were not bo much
abused, I would call our glorious representative system of
popular government. Its principles will stand the test of this
crisis, as they have stood the test and torture of others. They
are exposed always, and they always will be exposed to
dangers. There are dangers from the extremes of too much
and of too little popular liberty; from monarchy, or military
despotism, on one side, and from licentiousness and anarchy
on the other. This always will be the case. The classical
navigator had been told that he must pass a narrow and
dangerous strait:
Forewarned, he was alive to his danger, and knew, by signs
not doubtful, where he was, when he approached its scene:
The long seeing sagacity of our fathers enables us to know,
equally well, where we are, when we hear the voices of
tumultuary assemblies, and see the turbulence created by
numbers, meeting and acting without the restraints of law;
and has most wisely provided constitutional means of escape
and security. When the established authority of Government
is openly contemned; when no deference is paid to the
regular and authentic declarations of the public will; when
assembled masses put themselves above the law, and calling
themselves the people, attempt by force to seize on the
Government; when the social and political order of the State
is thus threatened with overthrow, and the spray of the waves
of violent popular commotion lashes the stars, our political
pilots may well cry out:
The prudence of the country, the sober wisdom of the
people, has thus far enabled us to carry this Constitution, and
all our constitutions, through the perils which have
surrounded them, without running upon the rocks on one
side, or being swallowed up in the eddying whirlpools of the
other. And I fervently hope that this signal happiness and
good fortune will continue, and that our children after us will
exercise a similar prudence, and wisdom, and justice; and
that, under the Divine blessing, our system of Free
Government may continue to go on, with equal prosperity, to
the end of time.
It's not about guns...
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THE RHODE ISLAND QUESTION
in the
SUPREME COURT OF THE UNITED STATES,
in the case of
MARTIN LUTHER
vs.
LUTHER M. BORDEN AND OTHERS,
January 27th, 1848
WASHINTON:
[as] printed by J. and G. S. Gideon.
1848.
ARGUMENT
"Though deep, yet clear,
though gentle, yet not
dull;
"Strong without
rage, without o'erflowing,
full."
"Dextrum Scylla latus,
laevum implacata Charybdis,
"Obsidet
"Et gemitum ingentem
pelagi, polsataque saxa,
"Audimus longe,
fractasque ad litora
voces;
"Exsuitanque
vada, atquevata
miscenturaretue.
"............Nimirumb
ilia Charybdi.!"
"Nimirum haec ilia Charybdia'."
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